RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1ACCESS INVESTMENT ADVISORS INC$623,988$149,133,027$149,133,027
2CANOPY WEALTH MANAGEMENT$354,195$566,088,242$40,647,154$606,735,396
3COPPER HARBOR INVESTMENT ADVISORS, LLC$2,236,025$359,955,000$45,000$360,000,000
4DIVERSIFIED MANAGEMENT INC$829,500$1,162,012,521$89,703,600$1,251,716,121
5ENRICH FINANCIAL PARTNERS LLC$790,000$233,500,000$3,500,000$237,000,000
6FINANCIAL PLANNING AND INFORMATION SERVICES, INC.$771,505$771,504,952$771,504,952
7FINANCIAL SERVICE GROUP INC$257,076$248,849,259$248,849,259
8ISTHMUS PARTNERS, LLC$591,038$696,242,577$696,242,577
9JACOBSON & SCHMITT ADVISORS, LLC$344,228$257,913,702$9,206,859$267,120,561
10KLCM ADVISORS, INC.$1,922,409$893,920,294$893,920,294
11KYLE FINANCIAL SERVICES$1,584,897$261,507,932$261,507,932
12MCCARTHY GRITTINGER FINANCIAL GROUP, LLC$417,516$277,666,483$30,460,252$308,126,735
13MENDOTA FINANCIAL GROUP, LLC$233,416$229,214,102$229,214,102
14MICHAEL A. DUBIS FINANCIAL PLANNING, LLC$3,273,969$160,424,468$160,424,468
15MILESTONE INVESTMENT ADVISORS, LLC$531,189$514,359,363$89,071,053$603,430,416
16NAVIGEN WEALTH MANAGEMENT$184,813$132,695,412$132,695,412
17NEXT GENERATION WEALTH MANAGEMENT, INC.$366,086$341,772,508$4,910,972$346,683,480
18NORTH STAR ASSET MANAGEMENT INC$814,929$1,891,452,136$45,633,426$1,937,085,562
19NORTHERN OAK WEALTH MANAGEMENT, INC.$921,530$879,488,942$2,415,122$881,904,064
20OPEROSE ADVISORS LLC$905,194$197,999,542$3,858,831$201,858,373
21ORGEL WEALTH MANAGEMENT, LLC$650,018$5,068,194,052$5,068,194,052
22PEGASUS PARTNERS$794,851$1,695,304,695$94,699,202$1,790,003,897
23PJS INVESTMENT MANAGEMENT$1,029,425$574,410,160$24,715,218$599,125,378
24RESONANT CAPITAL ADVISORS, LLC$280,464$583,997,739$63,874,784$647,872,523
25RMR WEALTH ADVISORS LLC$1,884,155$261,897,539$261,897,539
26SADOFF INVESTMENT MANAGEMENT LLC$1,157,168$1,460,346,509$1,460,346,509
27SCHAPER BENZ & WISE INVESTMENT COUNSEL INC$1,406,735$1,026,669,459$21,348,147$1,048,017,606
28SHAKESPEARE WEALTH MANAGEMENT, INC.$341,143$274,279,242$274,279,242
29SJA FINANCIAL ADVISORY, LLC$366,934$437,961,402$891,822$438,853,224
30SUMNICHT & ASSOCIATES, LLC$462,751$291,092,136$46,253,020$337,345,156
31T. ANTON INVESTMENT HOUSE, INC.$210,930$171,486,456$171,486,456
32THUN FINANCIAL ADVISORS$1,261,408$1,000,000$637,272,632$638,272,632
33VERUS INVESTMENT ADVISORY GROUP, INC.$369,454$131,664,194$2,816,928$134,481,122
34VESTURA, LLC$739,346$156,741,300$156,741,300
35VOYAGER CAPITAL MANAGEMENT, LLC$748,980$180,371,231$133,023$180,504,254
36WALKNER CONDON FINANCIAL ADVISORS LLC$145,833$137,228,929$137,228,929
37WFA ASSET MANAGEMENT CORP$616,645$269,366,484$16,140,063$285,506,547
38WINDWARD WEALTH STRATEGIES, INC.$423,838$160,210,670$160,210,670

Showing 1 to 38 of 38 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.