Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital
26St. Bernard Financial Services Inc.0
27Spire Investment Partners LLC
28SII Investments Inc.
29Signator Investors Inc.
30Sigma Financial Corp.0
31Securities Service Network LLC
32Securities Management and Research
33Securities America Inc.$27,500,000
34Securian Financial Services Inc.0
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.
37SagePoint Financial Inc.0
38SA Stone
39Royal Alliance Associates Inc.0
40Raymond James Financial Services Inc.$44,200,000
41Quincy Cass Associates Inc.
42Questar Capital Corp.
43Quest Capital Strategies Inc.
44Protected Investors of America Inc.
45Prospera Financial Services Inc.$7,157,587
46Principal Securities, Inc. $9,863,624
47PlanMember Securities Corp.$8,407,000
48Parkland Securities, LLC0
49Park Avenue Securities LLC0
50Packerland Brokerage Services Inc.$922,442
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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