Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital
1Wunderlich Securities Inc.
2WRP Investments Inc.
3World Capital Brokerage, Inc.
4Woodbury Financial Services0
5Williams Financial Group
6Wells Fargo Advisors Financial Network
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors$60,137,000
10Voya Financial Advisors Inc.
11vFinance Investments Inc.
12Vanderbilt Financial Group0
13United Planners Financial Services$5,228,560
14Trutoro$36,610
15Trustmont Financial Group Inc.0
16TriCor Financial LLC
17Triad Advisors, LLC$13,400,842
18Transamerica Financial Advisors, Inc.0
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak0
21The Leaders Group$2,186,689
22TFS Securities Inc.
23Synergy Investment Group
24Summit Brokerage Services, Inc.
25The Strategic Financial Alliance Inc.0
26St. Bernard Financial Services Inc.0
27Spire Investment Partners LLC
28SII Investments Inc.
29Signator Investors Inc.
30Sigma Financial Corp.0
31Securities Service Network LLC
32Securities Management and Research
33Securities America Inc.$27,500,000
34Securian Financial Services Inc.0
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.
37SagePoint Financial Inc.0
38SA Stone
39Royal Alliance Associates Inc.0
40Raymond James Financial Services Inc.$44,200,000
41Quincy Cass Associates Inc.
42Questar Capital Corp.
43Quest Capital Strategies Inc.
44Protected Investors of America Inc.
45Prospera Financial Services Inc.$7,157,587
46Principal Securities, Inc. $9,863,624
47PlanMember Securities Corp.$8,407,000
48Parkland Securities, LLC0
49Park Avenue Securities LLC0
50Packerland Brokerage Services Inc.$922,442
51The O.N. Equity Sales Co.$2,172,986
52Northwestern Mutual 0
53NEXT Financial Group, Inc.
54New England Securities Inc.
55Nationwide Planning Associates, Inc.$1,466,283
56Nations Financial Group
57National Securities Corp.
58National Planning Corporation (NPC)
59MML Investors Services, LLC0
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)$992,008
62LPL Financial LLC$107,900,000
63Lincoln Investment Planning, LLC$23,060,000
64Lincoln Financial Network
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC$2,000,000
68Kovack Securities, Inc.$3,100,500
69KMS Financial Services, Inc.
70Kestra Financial, Inc0
71Kalos Capital Inc.
72J.W. Cole Financial Inc.$8,250,789
73Investment Centers of America Inc.
74The Investment Center Inc.$3,390,395
75Investacorp Inc.
76INVEST Financial Corp.
77ING Advisor Network Inc.
78Infinity Financial Services
79Independent Financial Group, LLC0
80Hornor, Townsend & Kent, LLC0
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.$532,000
83Harbor Financial Services LLC
84Grove Point Financial, LLC0
85Geneos Wealth Management Inc.$1,000,000
86GBS Financial Corp.
87FSC Securities Corp.0
88Founders Financial$1,149,135
89Fortune Financial Services, Inc.0
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc. 0
98Equitable Advisors, LLC$28,413,961
99Edward Jones
100David A. Noyes & Company
101D.A. Davidson & Co.
102Cutter & Company, Inc.$856,000
103CUNA Brokerage Services Inc.
104Crown Capital Securities L.P.
105Correll Co. Investment Services Corp.
106Coordinated Capital Securities Inc.
107Concourse Financial Group Securities, Inc.$6,310,156
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$60,479,165
109CoastalOne
110CFD Investments Inc.$930,448
111Cetera Financial Specialists
112Cetera Financial Institutions
113Cetera Advisors
114Cetera Advisor Networks
115Century Securities Associates Inc.
116Centaurus Financial, Inc.$10,543,101
117Capital Investment Co.
118Capital Analysts Inc.
119Cantella & Co. Inc.
120Cambridge Investment Research, Inc.$19,084,920
121Calton & Associates Inc.
122Cadaret, Grant & Co. Inc.
123Broker Dealer Financial Services Corp.
124Bolton Global Capital
125Berthel Fisher & Co. Financial Services Inc.
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.
129Ausdal Financial Partners
130Atria Wealth Solutions$18,836,128
131Arkadios Capital$1,500,000
132Arete Wealth$234,585
133Ameritas Investment Company/Ameritas Advisory Services0
134Ameriprise Financial Services, LLC0
135American Portfolios Financial Services Inc.$5,190,594
136Allstate Financial Services LLC
137Alden Investment Group$1
138Advisor Group$86,214,531

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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