Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm ▲ | Excess net capital | |
|---|---|---|
| 51 | The O.N. Equity Sales Co. | $2,172,986 |
| 52 | Northwestern Mutual | 0 |
| 53 | NEXT Financial Group, Inc. | — |
| 54 | New England Securities Inc. | — |
| 55 | Nationwide Planning Associates, Inc. | $1,466,283 |
| 56 | Nations Financial Group | — |
| 57 | National Securities Corp. | — |
| 58 | National Planning Corporation (NPC) | — |
| 59 | MML Investors Services, LLC | 0 |
| 60 | MetLife Inc. | — |
| 61 | M Holdings Securities Inc. (M Securities) | $992,008 |
| 62 | LPL Financial LLC | $107,900,000 |
| 63 | Lincoln Investment Planning, LLC | $23,060,000 |
| 64 | Lincoln Financial Network | — |
| 65 | LifeMark Securities Corp. | — |
| 66 | Leonard & Co. | — |
| 67 | LaSalle St. Securities LLC | $2,000,000 |
| 68 | Kovack Securities, Inc. | $3,100,500 |
| 69 | KMS Financial Services, Inc. | — |
| 70 | Kestra Financial, Inc | 0 |
| 71 | Kalos Capital Inc. | — |
| 72 | J.W. Cole Financial Inc. | $8,250,789 |
| 73 | Investment Centers of America Inc. | — |
| 74 | The Investment Center Inc. | $3,390,395 |
| 75 | Investacorp Inc. | — |
138 results found
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- Notes
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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