Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Avg. assets per rep ▼ | CFPs | Avg. annual production of top 20% reps | % of $100K+ reps | % of $500K+ reps | |
|---|---|---|---|---|---|---|
| 1 | Wells Fargo Advisors Financial Network | $66,451,368 | 0 | Subscribe | Subscribe | Subscribe |
| 2 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $48,914,616 | 725 | Subscribe | Subscribe | Subscribe |
| 3 | Prospera Financial Services Inc. | $45,462,727 | 20 | Subscribe | Subscribe | Subscribe |
| 4 | CUNA Brokerage Services Inc. | $42,721,604 | 48 | Subscribe | Subscribe | Subscribe |
| 5 | Geneos Wealth Management Inc. | $41,007,299 | 105 | Subscribe | Subscribe | Subscribe |
| 6 | Kestra Financial, Inc | $39,961,343 | 274 | Subscribe | Subscribe | Subscribe |
| 7 | M Holdings Securities Inc. (M Securities) | $39,378,384 | 76 | Subscribe | Subscribe | Subscribe |
| 8 | Investment Centers of America Inc. | $36,168,426 | 86 | Subscribe | Subscribe | Subscribe |
| 9 | KMS Financial Services, Inc. | $36,151,961 | 101 | Subscribe | Subscribe | Subscribe |
| 10 | First Allied Securities, Inc. | $35,586,076 | 0 | Subscribe | Subscribe | Subscribe |
| 11 | SII Investments Inc. | $35,424,927 | 0 | Subscribe | Subscribe | Subscribe |
| 12 | LPL Financial LLC | $33,808,588 | 0 | Subscribe | Subscribe | Subscribe |
| 13 | National Planning Corporation (NPC) | $30,910,453 | 180 | Subscribe | Subscribe | Subscribe |
| 14 | Royal Alliance Associates Inc. | $30,822,054 | 0 | Subscribe | Subscribe | Subscribe |
| 15 | Securities Service Network LLC | $30,696,188 | 115 | Subscribe | Subscribe | Subscribe |
| 16 | Triad Advisors, LLC | $29,937,028 | 204 | Subscribe | Subscribe | Subscribe |
| 17 | Founders Financial | $29,928,571 | 24 | Subscribe | Subscribe | Subscribe |
| 18 | Harbour Investments Inc. | $28,881,857 | 32 | Subscribe | Subscribe | Subscribe |
| 19 | FSC Securities Corp. | $28,266,612 | 0 | Subscribe | Subscribe | Subscribe |
| 20 | Securities America Inc. | $27,815,207 | 619 | Subscribe | Subscribe | Subscribe |
| 21 | The Strategic Financial Alliance Inc. | $27,204,068 | 50 | Subscribe | Subscribe | Subscribe |
| 22 | Raymond James Financial Services Inc. | $26,742,912 | 855 | Subscribe | Subscribe | Subscribe |
| 23 | Cadaret, Grant & Co. Inc. | $26,399,543 | 146 | Subscribe | Subscribe | Subscribe |
| 24 | Waddell & Reed Financial Advisors | $25,807,346 | 312 | Subscribe | Subscribe | Subscribe |
| 25 | Securian Financial Services Inc. | $25,743,594 | 198 | Subscribe | Subscribe | Subscribe |
| 26 | Independent Financial Group, LLC | $25,732,833 | 90 | Subscribe | Subscribe | Subscribe |
| 27 | American Portfolios Financial Services Inc. | $25,303,966 | 87 | Subscribe | Subscribe | Subscribe |
| 28 | INVEST Financial Corp. | $24,870,532 | 0 | Subscribe | Subscribe | Subscribe |
| 29 | Cetera Advisor Networks | $24,482,883 | 0 | Subscribe | Subscribe | Subscribe |
| 30 | Woodbury Financial Services | $24,292,049 | 0 | Subscribe | Subscribe | Subscribe |
| 31 | Investacorp Inc. | $23,357,664 | 91 | Subscribe | Subscribe | Subscribe |
| 32 | Equitable Advisors, LLC | $23,333,544 | 435 | Subscribe | Subscribe | Subscribe |
| 33 | Summit Brokerage Services, Inc. | $23,106,061 | 0 | Subscribe | Subscribe | Subscribe |
| 34 | NEXT Financial Group, Inc. | $22,930,668 | 72 | Subscribe | Subscribe | Subscribe |
| 35 | J.W. Cole Financial Inc. | $22,807,829 | 62 | Subscribe | Subscribe | Subscribe |
| 36 | Cetera Advisors | $22,453,131 | 0 | Subscribe | Subscribe | Subscribe |
| 37 | The Investment Center Inc. | $22,181,818 | 19 | Subscribe | Subscribe | Subscribe |
| 38 | United Planners Financial Services | $21,678,394 | 92 | Subscribe | Subscribe | Subscribe |
| 39 | Signator Investors Inc. | $21,540,699 | 305 | Subscribe | Subscribe | Subscribe |
| 40 | SagePoint Financial Inc. | $21,437,641 | 0 | Subscribe | Subscribe | Subscribe |
| 41 | Lincoln Investment Planning, LLC | $20,932,039 | 223 | Subscribe | Subscribe | Subscribe |
| 42 | Cambridge Investment Research, Inc. | $19,902,718 | 722 | Subscribe | Subscribe | Subscribe |
| 43 | Northwestern Mutual | $18,571,013 | 970 | Subscribe | Subscribe | Subscribe |
| 44 | Kovack Securities, Inc. | $18,359,400 | 63 | Subscribe | Subscribe | Subscribe |
| 45 | Questar Capital Corp. | $18,210,878 | 36 | Subscribe | Subscribe | Subscribe |
| 46 | Nationwide Planning Associates, Inc. | $17,324,169 | 9 | Subscribe | Subscribe | Subscribe |
| 47 | TFS Securities Inc. | $17,167,382 | 39 | Subscribe | Subscribe | Subscribe |
| 48 | Cetera Financial Institutions | $16,818,408 | 0 | Subscribe | Subscribe | Subscribe |
| 49 | Sigma Financial Corp. | $16,413,374 | 105 | Subscribe | Subscribe | Subscribe |
| 50 | CFD Investments Inc. | $16,141,839 | 34 | Subscribe | Subscribe | Subscribe |
| 51 | Voya Financial Advisors Inc. | $15,594,045 | 298 | Subscribe | Subscribe | Subscribe |
| 52 | PlanMember Securities Corp. | $15,150,230 | 49 | Subscribe | Subscribe | Subscribe |
| 53 | MML Investors Services, LLC | $14,736,771 | 0 | Subscribe | Subscribe | Subscribe |
| 54 | Trustmont Financial Group Inc. | $14,637,903 | 39 | Subscribe | Subscribe | Subscribe |
| 55 | National Securities Corp. | $14,553,916 | 17 | Subscribe | Subscribe | Subscribe |
| 56 | Principal Securities, Inc. | $14,010,506 | 0 | Subscribe | Subscribe | Subscribe |
| 57 | Cetera Financial Specialists | $13,955,952 | 0 | Subscribe | Subscribe | Subscribe |
| 58 | Hornor, Townsend & Kent, LLC | $13,645,418 | 89 | Subscribe | Subscribe | Subscribe |
| 59 | Parkland Securities, LLC | $12,582,781 | 34 | Subscribe | Subscribe | Subscribe |
| 60 | Broker Dealer Financial Services Corp. | $12,123,938 | 21 | Subscribe | Subscribe | Subscribe |
| 61 | Ameritas Investment Company/Ameritas Advisory Services | $10,941,645 | 0 | Subscribe | Subscribe | Subscribe |
| 62 | The O.N. Equity Sales Co. | $9,479,602 | 104 | Subscribe | Subscribe | Subscribe |
| 63 | Avantax Investment Services, Inc. | $7,942,186 | 614 | Subscribe | Subscribe | Subscribe |
| 64 | Infinity Financial Services | $7,923,083 | 4 | Subscribe | Subscribe | Subscribe |
| 65 | Arete Wealth | $7,856,616 | 4 | Subscribe | Subscribe | Subscribe |
| 66 | Fortune Financial Services, Inc. | $5,295,319 | 7 | Subscribe | Subscribe | Subscribe |
| 67 | Centaurus Financial, Inc. | $4,949,604 | 240 | Subscribe | Subscribe | Subscribe |
| 68 | St. Bernard Financial Services Inc. | $3,928,261 | 4 | Subscribe | Subscribe | Subscribe |
| 69 | Crown Capital Securities L.P. | $3,242,749 | 79 | Subscribe | Subscribe | Subscribe |
| 70 | Lincoln Financial Network | $2,621,045 | 0 | Subscribe | Subscribe | Subscribe |
| 71 | LaSalle St. Securities LLC | $2,459,016 | 30 | Subscribe | Subscribe | Subscribe |
| 72 | Securities Management and Research | $1,844,340 | 8 | Subscribe | Subscribe | Subscribe |
| 73 | Concourse Financial Group Securities, Inc. | $1,778,431 | 0 | Subscribe | Subscribe | Subscribe |
| 74 | Calton & Associates Inc. | 0 | — | Subscribe | Subscribe | Subscribe |
| 75 | Transamerica Financial Advisors, Inc. | 0 | 0 | Subscribe | Subscribe | Subscribe |
| 76 | Ameriprise Financial Services, LLC | 0 | 0 | Subscribe | Subscribe | Subscribe |
| 77 | Equity Services Inc. | 0 | 0 | Subscribe | Subscribe | Subscribe |
| 78 | Quest Capital Strategies Inc. | 0 | 0 | Subscribe | Subscribe | Subscribe |
| 79 | Spire Investment Partners LLC | 0 | 13 | Subscribe | Subscribe | Subscribe |
| 80 | Capital Investment Co. | 0 | 0 | Subscribe | Subscribe | Subscribe |
| 81 | Grove Point Financial, LLC | 0 | 119 | Subscribe | Subscribe | Subscribe |
| 82 | Packerland Brokerage Services Inc. | 0 | — | Subscribe | Subscribe | Subscribe |
| 83 | D.A. Davidson & Co. | 0 | — | Subscribe | Subscribe | Subscribe |
| 84 | Berthel Fisher & Co. Financial Services Inc. | 0 | — | Subscribe | Subscribe | Subscribe |
| 85 | Kalos Capital Inc. | 0 | 14 | Subscribe | Subscribe | Subscribe |
| 86 | World Capital Brokerage, Inc. | 0 | — | Subscribe | Subscribe | Subscribe |
| 87 | Edward Jones | 0 | — | Subscribe | Subscribe | Subscribe |
| 88 | Trutoro | 0 | 1 | Subscribe | Subscribe | Subscribe |
| 89 | Cantella & Co. Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 90 | Leonard & Co. | — | — | Subscribe | Subscribe | Subscribe |
| 91 | Coordinated Capital Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 92 | Synergy Investment Group | — | — | Subscribe | Subscribe | Subscribe |
| 93 | Thurston Springer Miller Herd & Titak | — | — | Subscribe | Subscribe | Subscribe |
| 94 | Century Securities Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 95 | Capital Analysts Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 96 | SA Stone | — | — | Subscribe | Subscribe | Subscribe |
| 97 | Financial Telesis Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 98 | First Republic Securities Co. | — | — | Subscribe | Subscribe | Subscribe |
| 99 | Financial Services International Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 100 | Quincy Cass Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 101 | Alden Investment Group | — | — | Subscribe | Subscribe | Subscribe |
| 102 | Cutter & Company, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 103 | GBS Financial Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 104 | Arkadios Capital | — | — | Subscribe | Subscribe | Subscribe |
| 105 | Williams Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 106 | Finance 500 Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 107 | Foresters Equity Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 108 | Vanderbilt Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 109 | Ausdal Financial Partners | — | — | Subscribe | Subscribe | Subscribe |
| 110 | BCG Securities, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 111 | SCF Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 112 | Harbor Financial Services LLC | — | — | Subscribe | Subscribe | Subscribe |
| 113 | TriCor Financial LLC | — | — | Subscribe | Subscribe | Subscribe |
| 114 | Advisor Group | — | — | Subscribe | Subscribe | Subscribe |
| 115 | Hilltop Securities Independent Network Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 116 | Protected Investors of America Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 117 | Bolton Global Capital | — | — | Subscribe | Subscribe | Subscribe |
| 118 | Bernardi Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 119 | Allstate Financial Services LLC | — | — | Subscribe | Subscribe | Subscribe |
| 120 | LifeMark Securities Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 121 | ING Advisor Network Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 122 | Atria Wealth Solutions | — | — | Subscribe | Subscribe | Subscribe |
| 123 | Park Avenue Securities LLC | — | — | Subscribe | Subscribe | Subscribe |
| 124 | Wunderlich Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 125 | Schwab Independent Branch Services (Franchise) | — | — | Subscribe | Subscribe | Subscribe |
| 126 | CoastalOne | — | — | Subscribe | Subscribe | Subscribe |
| 127 | Nations Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 128 | Correll Co. Investment Services Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 129 | Walnut Street Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 130 | Foothill Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 131 | Tower Square Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 132 | WRP Investments Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 133 | New England Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 134 | David A. Noyes & Company | — | — | Subscribe | Subscribe | Subscribe |
| 135 | The Leaders Group | — | — | Subscribe | Subscribe | Subscribe |
| 136 | MetLife Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 137 | vFinance Investments Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 138 | Wall Street Access | — | — | Subscribe | Subscribe | Subscribe |
138 results found
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- Notes
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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