Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Avg. assets per rep | CFPs | Avg. annual production of top 20% reps | % of $100K+ reps | % of $500K+ reps ▼ | |
|---|---|---|---|---|---|---|
| 1 | Wells Fargo Advisors Financial Network | $66,451,368 | 0 | Subscribe | Subscribe | Subscribe |
| 2 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $48,914,616 | 725 | Subscribe | Subscribe | Subscribe |
| 3 | Geneos Wealth Management Inc. | $41,007,299 | 105 | Subscribe | Subscribe | Subscribe |
| 4 | Centaurus Financial, Inc. | $4,949,604 | 240 | Subscribe | Subscribe | Subscribe |
| 5 | CUNA Brokerage Services Inc. | $42,721,604 | 48 | Subscribe | Subscribe | Subscribe |
| 6 | Prospera Financial Services Inc. | $45,462,727 | 20 | Subscribe | Subscribe | Subscribe |
| 7 | Kalos Capital Inc. | — | 14 | Subscribe | Subscribe | Subscribe |
| 8 | SII Investments Inc. | $35,424,927 | 0 | Subscribe | Subscribe | Subscribe |
| 9 | Spire Investment Partners LLC | — | 13 | Subscribe | Subscribe | Subscribe |
| 10 | Securian Financial Services Inc. | $25,743,594 | 198 | Subscribe | Subscribe | Subscribe |
| 11 | LPL Financial LLC | $33,808,588 | 0 | Subscribe | Subscribe | Subscribe |
| 12 | Investment Centers of America Inc. | $36,168,426 | 86 | Subscribe | Subscribe | Subscribe |
| 13 | Raymond James Financial Services Inc. | $26,742,912 | 855 | Subscribe | Subscribe | Subscribe |
| 14 | J.W. Cole Financial Inc. | $22,807,829 | 62 | Subscribe | Subscribe | Subscribe |
| 15 | Securities Service Network LLC | $30,696,188 | 115 | Subscribe | Subscribe | Subscribe |
| 16 | The Strategic Financial Alliance Inc. | $27,204,068 | 50 | Subscribe | Subscribe | Subscribe |
| 17 | National Planning Corporation (NPC) | $30,910,453 | 180 | Subscribe | Subscribe | Subscribe |
| 18 | Arete Wealth | $7,856,616 | 4 | Subscribe | Subscribe | Subscribe |
| 19 | Securities America Inc. | $27,815,207 | 619 | Subscribe | Subscribe | Subscribe |
| 20 | Kestra Financial, Inc | $39,961,343 | 274 | Subscribe | Subscribe | Subscribe |
| 21 | Royal Alliance Associates Inc. | $30,822,054 | 0 | Subscribe | Subscribe | Subscribe |
| 22 | FSC Securities Corp. | $28,266,612 | 0 | Subscribe | Subscribe | Subscribe |
| 23 | Kovack Securities, Inc. | $18,359,400 | 63 | Subscribe | Subscribe | Subscribe |
| 24 | Independent Financial Group, LLC | $25,732,833 | 90 | Subscribe | Subscribe | Subscribe |
| 25 | Founders Financial | $29,928,571 | 24 | Subscribe | Subscribe | Subscribe |
138 results found
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- Notes
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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