Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Avg. assets per rep | CFPs ▼ | Avg. annual production of top 20% reps | % of $100K+ reps | % of $500K+ reps | |
|---|---|---|---|---|---|---|
| 1 | Northwestern Mutual | $18,571,013 | 970 | Subscribe | Subscribe | Subscribe |
| 2 | Raymond James Financial Services Inc. | $26,742,912 | 855 | Subscribe | Subscribe | Subscribe |
| 3 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $48,914,616 | 725 | Subscribe | Subscribe | Subscribe |
| 4 | Cambridge Investment Research, Inc. | $19,902,718 | 722 | Subscribe | Subscribe | Subscribe |
| 5 | Securities America Inc. | $27,815,207 | 619 | Subscribe | Subscribe | Subscribe |
| 6 | Avantax Investment Services, Inc. | $7,942,186 | 614 | Subscribe | Subscribe | Subscribe |
| 7 | Equitable Advisors, LLC | $23,333,544 | 435 | Subscribe | Subscribe | Subscribe |
| 8 | Waddell & Reed Financial Advisors | $25,807,346 | 312 | Subscribe | Subscribe | Subscribe |
| 9 | Signator Investors Inc. | $21,540,699 | 305 | Subscribe | Subscribe | Subscribe |
| 10 | Voya Financial Advisors Inc. | $15,594,045 | 298 | Subscribe | Subscribe | Subscribe |
| 11 | Kestra Financial, Inc | $39,961,343 | 274 | Subscribe | Subscribe | Subscribe |
| 12 | Centaurus Financial, Inc. | $4,949,604 | 240 | Subscribe | Subscribe | Subscribe |
| 13 | Lincoln Investment Planning, LLC | $20,932,039 | 223 | Subscribe | Subscribe | Subscribe |
| 14 | Triad Advisors, LLC | $29,937,028 | 204 | Subscribe | Subscribe | Subscribe |
| 15 | Securian Financial Services Inc. | $25,743,594 | 198 | Subscribe | Subscribe | Subscribe |
| 16 | National Planning Corporation (NPC) | $30,910,453 | 180 | Subscribe | Subscribe | Subscribe |
| 17 | Cadaret, Grant & Co. Inc. | $26,399,543 | 146 | Subscribe | Subscribe | Subscribe |
| 18 | Grove Point Financial, LLC | — | 119 | Subscribe | Subscribe | Subscribe |
| 19 | Securities Service Network LLC | $30,696,188 | 115 | Subscribe | Subscribe | Subscribe |
| 20 | Geneos Wealth Management Inc. | $41,007,299 | 105 | Subscribe | Subscribe | Subscribe |
| 21 | Sigma Financial Corp. | $16,413,374 | 105 | Subscribe | Subscribe | Subscribe |
| 22 | The O.N. Equity Sales Co. | $9,479,602 | 104 | Subscribe | Subscribe | Subscribe |
| 23 | KMS Financial Services, Inc. | $36,151,961 | 101 | Subscribe | Subscribe | Subscribe |
| 24 | United Planners Financial Services | $21,678,394 | 92 | Subscribe | Subscribe | Subscribe |
| 25 | Investacorp Inc. | $23,357,664 | 91 | Subscribe | Subscribe | Subscribe |
138 results found
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- Notes
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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