Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Avg. assets per rep ▼ | CFPs | Avg. annual production of top 20% reps | % of $100K+ reps | % of $500K+ reps | |
|---|---|---|---|---|---|---|
| 1 | Wells Fargo Advisors Financial Network | $66,451,368 | 0 | Subscribe | Subscribe | Subscribe |
| 2 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $48,914,616 | 725 | Subscribe | Subscribe | Subscribe |
| 3 | Prospera Financial Services Inc. | $45,462,727 | 20 | Subscribe | Subscribe | Subscribe |
| 4 | CUNA Brokerage Services Inc. | $42,721,604 | 48 | Subscribe | Subscribe | Subscribe |
| 5 | Geneos Wealth Management Inc. | $41,007,299 | 105 | Subscribe | Subscribe | Subscribe |
| 6 | Kestra Financial, Inc | $39,961,343 | 274 | Subscribe | Subscribe | Subscribe |
| 7 | M Holdings Securities Inc. (M Securities) | $39,378,384 | 76 | Subscribe | Subscribe | Subscribe |
| 8 | Investment Centers of America Inc. | $36,168,426 | 86 | Subscribe | Subscribe | Subscribe |
| 9 | KMS Financial Services, Inc. | $36,151,961 | 101 | Subscribe | Subscribe | Subscribe |
| 10 | First Allied Securities, Inc. | $35,586,076 | 0 | Subscribe | Subscribe | Subscribe |
| 11 | SII Investments Inc. | $35,424,927 | 0 | Subscribe | Subscribe | Subscribe |
| 12 | LPL Financial LLC | $33,808,588 | 0 | Subscribe | Subscribe | Subscribe |
| 13 | National Planning Corporation (NPC) | $30,910,453 | 180 | Subscribe | Subscribe | Subscribe |
| 14 | Royal Alliance Associates Inc. | $30,822,054 | 0 | Subscribe | Subscribe | Subscribe |
| 15 | Securities Service Network LLC | $30,696,188 | 115 | Subscribe | Subscribe | Subscribe |
| 16 | Triad Advisors, LLC | $29,937,028 | 204 | Subscribe | Subscribe | Subscribe |
| 17 | Founders Financial | $29,928,571 | 24 | Subscribe | Subscribe | Subscribe |
| 18 | Harbour Investments Inc. | $28,881,857 | 32 | Subscribe | Subscribe | Subscribe |
| 19 | FSC Securities Corp. | $28,266,612 | 0 | Subscribe | Subscribe | Subscribe |
| 20 | Securities America Inc. | $27,815,207 | 619 | Subscribe | Subscribe | Subscribe |
| 21 | The Strategic Financial Alliance Inc. | $27,204,068 | 50 | Subscribe | Subscribe | Subscribe |
| 22 | Raymond James Financial Services Inc. | $26,742,912 | 855 | Subscribe | Subscribe | Subscribe |
| 23 | Cadaret, Grant & Co. Inc. | $26,399,543 | 146 | Subscribe | Subscribe | Subscribe |
| 24 | Waddell & Reed Financial Advisors | $25,807,346 | 312 | Subscribe | Subscribe | Subscribe |
| 25 | Securian Financial Services Inc. | $25,743,594 | 198 | Subscribe | Subscribe | Subscribe |
138 results found
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- Notes
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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