Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per repCFPsAvg. annual production of top 20% reps% of $100K+ reps% of $500K+ reps ▼
26M Holdings Securities Inc. (M Securities)$39,378,38476SubscribeSubscribeSubscribe
27Triad Advisors, LLC$29,937,028204SubscribeSubscribeSubscribe
28Waddell & Reed Financial Advisors$25,807,346312SubscribeSubscribeSubscribe
29KMS Financial Services, Inc.$36,151,961101SubscribeSubscribeSubscribe
30American Portfolios Financial Services Inc.$25,303,96687SubscribeSubscribeSubscribe
31INVEST Financial Corp.$24,870,5320SubscribeSubscribeSubscribe
32Lincoln Investment Planning, LLC$20,932,039223SubscribeSubscribeSubscribe
33Woodbury Financial Services$24,292,0490SubscribeSubscribeSubscribe
34United Planners Financial Services$21,678,39492SubscribeSubscribeSubscribe
35Cambridge Investment Research, Inc.$19,902,718722SubscribeSubscribeSubscribe
36Investacorp Inc.$23,357,66491SubscribeSubscribeSubscribe
37Nationwide Planning Associates, Inc.$17,324,1699SubscribeSubscribeSubscribe
38SagePoint Financial Inc.$21,437,6410SubscribeSubscribeSubscribe
39Signator Investors Inc.$21,540,699305SubscribeSubscribeSubscribe
40Grove Point Financial, LLC119SubscribeSubscribeSubscribe
41Cadaret, Grant & Co. Inc.$26,399,543146SubscribeSubscribeSubscribe
42LaSalle St. Securities LLC$2,459,01630SubscribeSubscribeSubscribe
43National Securities Corp.$14,553,91617SubscribeSubscribeSubscribe
44Harbour Investments Inc.$28,881,85732SubscribeSubscribeSubscribe
45NEXT Financial Group, Inc.$22,930,66872SubscribeSubscribeSubscribe
46Northwestern Mutual $18,571,013970SubscribeSubscribeSubscribe
47TFS Securities Inc.$17,167,38239SubscribeSubscribeSubscribe
48Voya Financial Advisors Inc.$15,594,045298SubscribeSubscribeSubscribe
49Ameritas Investment Company/Ameritas Advisory Services$10,941,6450SubscribeSubscribeSubscribe
50CFD Investments Inc.$16,141,83934SubscribeSubscribeSubscribe
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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