Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Avg. assets per rep | CFPs | Avg. annual production of top 20% reps | % of $100K+ reps | % of $500K+ reps ▼ | |
|---|---|---|---|---|---|---|
| 1 | Wells Fargo Advisors Financial Network | $66,451,368 | 0 | Subscribe | Subscribe | Subscribe |
| 2 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $48,914,616 | 725 | Subscribe | Subscribe | Subscribe |
| 3 | Geneos Wealth Management Inc. | $41,007,299 | 105 | Subscribe | Subscribe | Subscribe |
| 4 | Centaurus Financial, Inc. | $4,949,604 | 240 | Subscribe | Subscribe | Subscribe |
| 5 | CUNA Brokerage Services Inc. | $42,721,604 | 48 | Subscribe | Subscribe | Subscribe |
| 6 | Prospera Financial Services Inc. | $45,462,727 | 20 | Subscribe | Subscribe | Subscribe |
| 7 | Kalos Capital Inc. | — | 14 | Subscribe | Subscribe | Subscribe |
| 8 | SII Investments Inc. | $35,424,927 | 0 | Subscribe | Subscribe | Subscribe |
| 9 | Spire Investment Partners LLC | — | 13 | Subscribe | Subscribe | Subscribe |
| 10 | Securian Financial Services Inc. | $25,743,594 | 198 | Subscribe | Subscribe | Subscribe |
| 11 | LPL Financial LLC | $33,808,588 | 0 | Subscribe | Subscribe | Subscribe |
| 12 | Investment Centers of America Inc. | $36,168,426 | 86 | Subscribe | Subscribe | Subscribe |
| 13 | Raymond James Financial Services Inc. | $26,742,912 | 855 | Subscribe | Subscribe | Subscribe |
| 14 | J.W. Cole Financial Inc. | $22,807,829 | 62 | Subscribe | Subscribe | Subscribe |
| 15 | Securities Service Network LLC | $30,696,188 | 115 | Subscribe | Subscribe | Subscribe |
| 16 | The Strategic Financial Alliance Inc. | $27,204,068 | 50 | Subscribe | Subscribe | Subscribe |
| 17 | National Planning Corporation (NPC) | $30,910,453 | 180 | Subscribe | Subscribe | Subscribe |
| 18 | Arete Wealth | $7,856,616 | 4 | Subscribe | Subscribe | Subscribe |
| 19 | Securities America Inc. | $27,815,207 | 619 | Subscribe | Subscribe | Subscribe |
| 20 | Kestra Financial, Inc | $39,961,343 | 274 | Subscribe | Subscribe | Subscribe |
| 21 | Royal Alliance Associates Inc. | $30,822,054 | 0 | Subscribe | Subscribe | Subscribe |
| 22 | FSC Securities Corp. | $28,266,612 | 0 | Subscribe | Subscribe | Subscribe |
| 23 | Kovack Securities, Inc. | $18,359,400 | 63 | Subscribe | Subscribe | Subscribe |
| 24 | Independent Financial Group, LLC | $25,732,833 | 90 | Subscribe | Subscribe | Subscribe |
| 25 | Founders Financial | $29,928,571 | 24 | Subscribe | Subscribe | Subscribe |
| 26 | M Holdings Securities Inc. (M Securities) | $39,378,384 | 76 | Subscribe | Subscribe | Subscribe |
| 27 | Triad Advisors, LLC | $29,937,028 | 204 | Subscribe | Subscribe | Subscribe |
| 28 | Waddell & Reed Financial Advisors | $25,807,346 | 312 | Subscribe | Subscribe | Subscribe |
| 29 | KMS Financial Services, Inc. | $36,151,961 | 101 | Subscribe | Subscribe | Subscribe |
| 30 | American Portfolios Financial Services Inc. | $25,303,966 | 87 | Subscribe | Subscribe | Subscribe |
| 31 | INVEST Financial Corp. | $24,870,532 | 0 | Subscribe | Subscribe | Subscribe |
| 32 | Lincoln Investment Planning, LLC | $20,932,039 | 223 | Subscribe | Subscribe | Subscribe |
| 33 | Woodbury Financial Services | $24,292,049 | 0 | Subscribe | Subscribe | Subscribe |
| 34 | United Planners Financial Services | $21,678,394 | 92 | Subscribe | Subscribe | Subscribe |
| 35 | Cambridge Investment Research, Inc. | $19,902,718 | 722 | Subscribe | Subscribe | Subscribe |
| 36 | Investacorp Inc. | $23,357,664 | 91 | Subscribe | Subscribe | Subscribe |
| 37 | Nationwide Planning Associates, Inc. | $17,324,169 | 9 | Subscribe | Subscribe | Subscribe |
| 38 | SagePoint Financial Inc. | $21,437,641 | 0 | Subscribe | Subscribe | Subscribe |
| 39 | Signator Investors Inc. | $21,540,699 | 305 | Subscribe | Subscribe | Subscribe |
| 40 | Grove Point Financial, LLC | — | 119 | Subscribe | Subscribe | Subscribe |
| 41 | Cadaret, Grant & Co. Inc. | $26,399,543 | 146 | Subscribe | Subscribe | Subscribe |
| 42 | LaSalle St. Securities LLC | $2,459,016 | 30 | Subscribe | Subscribe | Subscribe |
| 43 | National Securities Corp. | $14,553,916 | 17 | Subscribe | Subscribe | Subscribe |
| 44 | Harbour Investments Inc. | $28,881,857 | 32 | Subscribe | Subscribe | Subscribe |
| 45 | NEXT Financial Group, Inc. | $22,930,668 | 72 | Subscribe | Subscribe | Subscribe |
| 46 | Northwestern Mutual | $18,571,013 | 970 | Subscribe | Subscribe | Subscribe |
| 47 | TFS Securities Inc. | $17,167,382 | 39 | Subscribe | Subscribe | Subscribe |
| 48 | Voya Financial Advisors Inc. | $15,594,045 | 298 | Subscribe | Subscribe | Subscribe |
| 49 | Ameritas Investment Company/Ameritas Advisory Services | $10,941,645 | 0 | Subscribe | Subscribe | Subscribe |
| 50 | CFD Investments Inc. | $16,141,839 | 34 | Subscribe | Subscribe | Subscribe |
| 51 | The Investment Center Inc. | $22,181,818 | 19 | Subscribe | Subscribe | Subscribe |
| 52 | Crown Capital Securities L.P. | $3,242,749 | 79 | Subscribe | Subscribe | Subscribe |
| 53 | Equitable Advisors, LLC | $23,333,544 | 435 | Subscribe | Subscribe | Subscribe |
| 54 | Sigma Financial Corp. | $16,413,374 | 105 | Subscribe | Subscribe | Subscribe |
| 55 | Trustmont Financial Group Inc. | $14,637,903 | 39 | Subscribe | Subscribe | Subscribe |
| 56 | Questar Capital Corp. | $18,210,878 | 36 | Subscribe | Subscribe | Subscribe |
| 57 | Parkland Securities, LLC | $12,582,781 | 34 | Subscribe | Subscribe | Subscribe |
| 58 | PlanMember Securities Corp. | $15,150,230 | 49 | Subscribe | Subscribe | Subscribe |
| 59 | Avantax Investment Services, Inc. | $7,942,186 | 614 | Subscribe | Subscribe | Subscribe |
| 60 | Hornor, Townsend & Kent, LLC | $13,645,418 | 89 | Subscribe | Subscribe | Subscribe |
| 61 | MML Investors Services, LLC | $14,736,771 | 0 | Subscribe | Subscribe | Subscribe |
| 62 | Concourse Financial Group Securities, Inc. | $1,778,431 | 0 | Subscribe | Subscribe | Subscribe |
| 63 | Broker Dealer Financial Services Corp. | $12,123,938 | 21 | Subscribe | Subscribe | Subscribe |
| 64 | The O.N. Equity Sales Co. | $9,479,602 | 104 | Subscribe | Subscribe | Subscribe |
| 65 | Fortune Financial Services, Inc. | $5,295,319 | 7 | Subscribe | Subscribe | Subscribe |
| 66 | Principal Securities, Inc. | $14,010,506 | 0 | Subscribe | Subscribe | Subscribe |
| 67 | World Capital Brokerage, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 68 | Berthel Fisher & Co. Financial Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 69 | Infinity Financial Services | $7,923,083 | 4 | Subscribe | Subscribe | Subscribe |
| 70 | Equity Services Inc. | — | 0 | Subscribe | Subscribe | Subscribe |
| 71 | Edward Jones | — | — | Subscribe | Subscribe | Subscribe |
| 72 | Trutoro | — | 1 | Subscribe | Subscribe | Subscribe |
| 73 | Summit Brokerage Services, Inc. | $23,106,061 | 0 | Subscribe | Subscribe | Subscribe |
| 74 | Transamerica Financial Advisors, Inc. | — | 0 | Subscribe | Subscribe | Subscribe |
| 75 | Packerland Brokerage Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 76 | Quest Capital Strategies Inc. | — | 0 | Subscribe | Subscribe | Subscribe |
| 77 | D.A. Davidson & Co. | — | — | Subscribe | Subscribe | Subscribe |
| 78 | Capital Investment Co. | — | 0 | Subscribe | Subscribe | Subscribe |
| 79 | Cetera Advisors | $22,453,131 | 0 | Subscribe | Subscribe | Subscribe |
| 80 | Cetera Advisor Networks | $24,482,883 | 0 | Subscribe | Subscribe | Subscribe |
| 81 | Lincoln Financial Network | $2,621,045 | 0 | Subscribe | Subscribe | Subscribe |
| 82 | Cetera Financial Specialists | $13,955,952 | 0 | Subscribe | Subscribe | Subscribe |
| 83 | Cetera Financial Institutions | $16,818,408 | 0 | Subscribe | Subscribe | Subscribe |
| 84 | Calton & Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 85 | St. Bernard Financial Services Inc. | $3,928,261 | 4 | Subscribe | Subscribe | Subscribe |
| 86 | Ameriprise Financial Services, LLC | — | 0 | Subscribe | Subscribe | Subscribe |
| 87 | First Allied Securities, Inc. | $35,586,076 | 0 | Subscribe | Subscribe | Subscribe |
| 88 | Securities Management and Research | $1,844,340 | 8 | Subscribe | Subscribe | Subscribe |
| 89 | SCF Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 90 | Harbor Financial Services LLC | — | — | Subscribe | Subscribe | Subscribe |
| 91 | TriCor Financial LLC | — | — | Subscribe | Subscribe | Subscribe |
| 92 | Capital Analysts Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 93 | Bernardi Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 94 | Allstate Financial Services LLC | — | — | Subscribe | Subscribe | Subscribe |
| 95 | Schwab Independent Branch Services (Franchise) | — | — | Subscribe | Subscribe | Subscribe |
| 96 | BCG Securities, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 97 | David A. Noyes & Company | — | — | Subscribe | Subscribe | Subscribe |
| 98 | The Leaders Group | — | — | Subscribe | Subscribe | Subscribe |
| 99 | Thurston Springer Miller Herd & Titak | — | — | Subscribe | Subscribe | Subscribe |
| 100 | Alden Investment Group | — | — | Subscribe | Subscribe | Subscribe |
| 101 | Arkadios Capital | — | — | Subscribe | Subscribe | Subscribe |
| 102 | Vanderbilt Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 103 | Advisor Group | — | — | Subscribe | Subscribe | Subscribe |
| 104 | Atria Wealth Solutions | — | — | Subscribe | Subscribe | Subscribe |
| 105 | CoastalOne | — | — | Subscribe | Subscribe | Subscribe |
| 106 | Wunderlich Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 107 | Nations Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 108 | WRP Investments Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 109 | Park Avenue Securities LLC | — | — | Subscribe | Subscribe | Subscribe |
| 110 | LifeMark Securities Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 111 | Bolton Global Capital | — | — | Subscribe | Subscribe | Subscribe |
| 112 | Hilltop Securities Independent Network Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 113 | Protected Investors of America Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 114 | Synergy Investment Group | — | — | Subscribe | Subscribe | Subscribe |
| 115 | Leonard & Co. | — | — | Subscribe | Subscribe | Subscribe |
| 116 | MetLife Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 117 | New England Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 118 | Tower Square Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 119 | Walnut Street Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 120 | Foothill Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 121 | vFinance Investments Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 122 | Wall Street Access | — | — | Subscribe | Subscribe | Subscribe |
| 123 | Cantella & Co. Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 124 | ING Advisor Network Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 125 | GBS Financial Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 126 | SA Stone | — | — | Subscribe | Subscribe | Subscribe |
| 127 | Financial Telesis Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 128 | First Republic Securities Co. | — | — | Subscribe | Subscribe | Subscribe |
| 129 | Financial Services International Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 130 | Quincy Cass Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 131 | Cutter & Company, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 132 | Correll Co. Investment Services Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 133 | Williams Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 134 | Finance 500 Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 135 | Foresters Equity Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 136 | Coordinated Capital Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 137 | Ausdal Financial Partners | — | — | Subscribe | Subscribe | Subscribe |
| 138 | Century Securities Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
138 results found
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- Notes
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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