Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
133The Strategic Financial Alliance Inc.000000
132Correll Co. Investment Services Corp.8
131Veritas Independent Partners2840$90,76733
130World Capital Brokerage, Inc.53
129Alden Investment Group53395034
128Thurston Springer Miller Herd & Titak55000825
127Infinity Financial Services 62
126Arkadios Capital67945$454,000170
125Founders Financial794817$373,3172524
124Trustmont Financial Group Inc.91365$132,0001036
123Spire Investment Partners LLC1054023$525,0834826
122St. Bernard Financial Services Inc.10600044
121Century Securities Associates Inc.125
120Kalos Capital Inc.125
119Prospera Financial Services Inc.1297340$476,0746113
118Nationwide Planning Associates, Inc.137518$265,153219
117Arete Wealth1473216$233,1171218
116Securities Management and Research152
115CFD Investments Inc.1625915$177,257540
114Cantella & Co. Inc. 225
113Packerland Brokerage Services Inc.239674$93,0002319
112Berthel Fisher & Co. Financial Services Inc.240
111Geneos Wealth Management Inc.26313778$421,67257112
110Harbour Investments Inc.27513529$274,5002440
109The Investment Center Inc.29111520$214,0394054
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133 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.