Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$628,066,885,559
2Raymond James Financial Services Inc.$327,099,000,000
3MML Investors Services, LLC$181,600,000,000
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$161,100,000,000
5Northwestern Mutual Investment Services$152,650,150,000
6AXA Advisors LLC$130,050,400,000
7Royal Alliance Associates Inc.$103,276,801,356
8Cambridge Investment Research Inc.$93,145,839,675
9Securities America Inc.$86,100,000,000
10Cetera Advisor Networks$80,744,232,432
11Kestra Financial, Inc$77,348,772,049
12Principal Securities, Inc. $54,305,196,294
13Waddell & Reed Financial Advisors$51,265,839,191
14Voya Financial Advisors Inc.$49,711,145,448
15M Holdings Securities Inc. (M Securities)$49,000,000,000
16Woodbury Financial Services$45,342,012,224
17SagePoint Financial Inc.$44,990,415,961
18Avantax Wealth Management$41,738,858,334
19Cetera Financial Institutions$41,059,296,884
20Cetera Advisors$36,016,057,569
21FSC Securities Corp.$34,624,724,025
22Lincoln Investment Planning, LLC$33,650,000,000
23Securian Financial Services Inc.$33,436,684,029
24First Allied Securities, Inc.$29,129,807,705
25Park Avenue Securities LLC$27,670,269,000
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133 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.