Broker-dealer Data Center

Explore the B-D Data Center to find exclusive information and intelligence about the independent broker-dealer industry. Find out which firms offer the highest payouts, have the most reps in the field and generate the most revenue - or create your own custom rankings.

Overview

FirmAccount assets
1LPL Financial LLC$509,439,452,888
2Raymond James Financial Services Inc.$242,886,000,000
3AXA Advisors LLC$119,818,000,000
4Commonwealth Financial Network$114,420,000,000
5Wells Fargo Advisors Financial Network$95,900,000,000
6Cambridge Investment Research Inc.$78,508,000,000
7Kestra Financial$75,604,901,006
8Cetera Advisor Networks$73,268,338,725
9MML Investors Services, LLC$73,100,000,000
10Securities America Inc.$66,000,000,000
View More

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Find a Broker-dealer

State
Clearing firm
Revenue
Min. Production
Avg. payout
No. of reps
Has RIA platform
Sells alternatives
Advanced Options
View All

Advisers on the Move

Featured video

INTV

David Bach on how to become a celebrity adviser

New York Times best-selling author David Bach offers tips on how to stand apart from other financial advisers in your marketplace.

Video Spotlight

Help Clients Be Prepared, Not Surprised

Sponsored by Prudential

Recommended Video

Path to growth

Latest news & opinion

RIAs struggle to keep clients grounded amid stock market euphoria

With equities at record levels, financial advisers are confronted with realities of greed and fear.

Regulators showing renewed interest in cracking down on investment fees

SEC, Finra targeting high-fee share classes, 12b-1 fees and failure to give sales load discounts and waivers to investors.

Tax update: Brady says sales tax deduction in final bill

Taxpayers will be able to deduct state income taxes or state sales taxes in addition to property levies — up to a $10,000 cap.

Complexity of new indexed annuities causing concern

Insurers are using 'hybrid' indices as a way to differentiate themselves, but critics contend the products are less transparent, more confusing and don't add financial benefit.

Critics say regulation hasn't curbed overly rosy projections for indexed universal life insurance

They say rule didn't go far enough and more stringent measures may be necessary.