Broker-dealer Data Center

Find a Broker-dealer

State
Revenue
Min. Production
Clearing firm
Avg. payout
No. of reps
Has RIA platform
Sells alternatives
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Firm

Alden Securities

Allstate Financial Services LLC

American Portfolios Financial Services Inc.

Ameriprise Financial Services Inc.

Ameritas Investment Corp.

Arete Wealth Management

Ausdal Financial Partners

AXA Advisors LLC

BCG Securities, Inc.

Bernardi Securities Inc.

Berthel Fisher & Co. Financial Services Inc.

Bolton Global Capital

Broker Dealer Financial Services Corp.

Cadaret, Grant & Co. Inc.

Calton & Associates Inc.

Cambridge Investment Research Inc.

Cantella & Co. Inc.

Capital Analysts Inc.

Capital Investment Co.

Centaurus Financial Inc.

Century Securities Associates Inc.

Cetera Advisor Networks

Cetera Advisors

Cetera Financial Institutions

Cetera Financial Specialists

CFD Investments Inc.

Commonwealth Equity Services, LLC dba-Commonwealth Financial Network

Coordinated Capital Securities Inc.

Correll Co. Investment Services Corp.

Crown Capital Securities L.P.

CUNA Brokerage Services Inc.

Cutter & Co. Inc.

D.A. Davidson & Co.

David A. Noyes & Company

Edward Jones

Equity Services Inc.

Finance 500 Inc.

Financial Services International Corp.

Financial Telesis Inc.

First Allied Securities, Inc.

First Republic Securities Co.

Foothill Securities Inc.

Foresters Equity Services Inc.

Fortune Financial Services, Inc.

Founders Financial Securities, LLC

FSC Securities Corp.

GBS Financial Corp.

Geneos Wealth Management Inc.

H. Beck Inc.

Harbor Financial Services LLC

Harbour Investments Inc.

HD Vest Investment Services

Hilltop Securities Independent Network Inc.

Hornor Townsend & Kent Inc.

Independent Financial Group LLC

Infinity Financial Services

ING Advisor Network Inc.

INVEST Financial Corp.

Investacorp Inc.

The Investment Center Inc.

Investment Centers of America Inc.

J.W. Cole Financial Inc.

Kalos Capital Inc.

Kestra Financial, Inc

KMS Financial Services, Inc.

Kovack Securities, Inc.

LaSalle St. Securities LLC

Leaders Group

Leonard & Co.

LifeMark Securities Corp.

Lincoln Financial Network

Lincoln Investment Planning, LLC

LPL Financial LLC

M Holdings Securities Inc. (M Securities)

MetLife Inc.

MML Investors Services, LLC

National Planning Corporation (NPC)

National Securities Corp. & Affiliates

Nationwide Planning Associates, Inc.

New England Securities Inc.

NEXT Financial Group Inc.

Northwestern Mutual Investment Services

The O.N. Equity Sales Co.

Packerland Brokerage Services Inc.

Park Avenue Securities LLC

Parkland Securities, LLC

PlanMember Securities Corp.

Principal Securities, Inc.

ProEquities Inc.

Prospera Financial Services Inc.

Protected Investors of America Inc.

Quest Capital Strategies Inc.

Questar Capital Corp.

Quincy Cass Associates Inc.

Raymond James Financial Services Inc.

Royal Alliance Associates Inc.

SA Stone

SagePoint Financial Inc.

SCF Securities Inc.

Schwab Independent Branch Services (Franchise)

Securian Financial Services Inc.

Securities America Inc.

Securities Management and Research

Securities Service Network LLC

Sigma Financial Corp.

Signator Investors Inc.

SII Investments Inc.

Spire Investment Partners LLC

St. Bernard Financial Services Inc.

The Strategic Financial Alliance Inc.

Summit Brokerage Services, Inc.

Synergy Investment Group

TFS Securities Inc.

Thurston Springer Miller Herd & Titak

Tower Square Securities Inc.

Transamerica Financial Advisors, Inc.

Triad Advisors LLC

TriCor Financial LLC

Trustmont Financial Group Inc.

United Planners Financial Services

Veritas Independent Partners

vFinance Investments Inc.

Voya Financial Advisors Inc.

Waddell & Reed Financial Advisors

Wall Street Access

Walnut Street Securities Inc.

Wells Fargo Advisors Financial Network

Williams Financial Group

Woodbury Financial Services

World Capital Brokerage, Inc

WRP Investments Inc.

Wunderlich Securities Inc.

132 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Advisers on the Move

Featured video

INTV

Why a #MeToo story about the financial advice industry was important to do

Reporter Greg Iacurci and editorial director Fred Gabriel discuss the survey behind our cover story on sexual harassment in the workplace.

Video Spotlight

We started as a boutique firm with huge ambitions. Schwab was a perfect fit.

Sponsored by Schwab Advisor Services

Recommended Video

Keys to a successful deal

Latest news & opinion

10 millennials making their mark in Washington — and beyond

These next-generation leaders are raising their voices and gaining influence over financial advice regulation and legislation.

Warburg Pincus among private equity managers interested in acquiring Kestra Financial

Sources say Kestra is being valued at between $600 million and $800 million, about eight to 10 times EBITDA.

10 highest paid professions in America today

These are the top-paying jobs in the U.S., according to Glassdoor.

Former Merrill Lynch star broker Thomas Buck sentenced to 40 months in prison

He pleaded guilty to securities fraud in 2017; charged clients excessive commissions.

Rules for claiming Social Security at 70

Some individuals' benefits will begin automatically; others have to take action.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.