Broker-dealer Data Center
Find a Broker-dealer
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
Firm |
---|
D.A. Davidson & Co. |
David A. Noyes & Company |
2 results found
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the BD Data Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.
Technology Snapshot
How are Independent Broker-dealers using technology today?
Advisers on the Move
Tom Lieser, Leigh Anne Gage and Tom Awadalla
Feb 14 - Joining: Stifel Nicolaus & Co.Bob Meyers
Feb 14 - Joining: LaSalle St. SecuritiesBarry Kolano
Feb 14 - Joining: Raymond James