Broker-dealer Data Center

Find a Broker-dealer

State
Revenue
Min. Production
Clearing firm
Avg. payout
No. of reps
Has RIA platform
Sells alternatives
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Firm

National Planning Corporation (NPC)

National Securities Corp. & Affiliates

Nationwide Planning Associates, Inc.

New England Securities Inc.

NEXT Financial Group Inc.

Northwestern Mutual Investment Services

The O.N. Equity Sales Co.

Packerland Brokerage Services Inc.

Park Avenue Securities LLC

Parkland Securities, LLC

PlanMember Securities Corp.

Principal Securities, Inc. (fka Princor Financial Services Corp.)

ProEquities Inc.

Prospera Financial Services Inc.

Protected Investors of America Inc.

Quest Capital Strategies Inc.

Questar Capital Corp.

Quincy Cass Associates Inc.

Raymond James Financial Services Inc.

Royal Alliance Associates Inc.

SA Stone

SagePoint Financial Inc.

SCF Securities Inc.

Schwab Independent Branch Services (Franchise)

Securian Financial Services Inc.

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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