Broker-dealer Data Center

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State
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Has RIA platform
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Firm

Independent Financial Group, LLC

Grove Point Financial, LLC

Kovack Securities, Inc.

J.W. Cole Financial Inc.

United Planners Financial Services

Transamerica Financial Advisors, Inc.

Prospera Financial Services Inc.

Geneos Wealth Management Inc.

CFD Investments Inc.

Equity Services Inc.

M Holdings Securities Inc. (M Securities)

The O.N. Equity Sales Co.

Hornor, Townsend & Kent, LLC

The Investment Center Inc.

The Strategic Financial Alliance Inc.

The Leaders Group

LaSalle St. Securities LLC

Founders Financial

Vanderbilt Financial Group

Packerland Brokerage Services Inc.

Harbour Investments Inc.

Arkadios Capital

Nationwide Planning Associates, Inc.

Arete Wealth

Cutter & Company, Inc.

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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