Broker-dealer Data Center
Explore the B-D Data Center to find exclusive information and intelligence about the independent broker-dealer industry. Find out which firms offer the highest payouts, have the most reps in the field and generate the most revenue - or create your own custom rankings.
Overview
| Firm | Account assets | |
|---|---|---|
| 1 | LPL Financial LLC | $628,066,885,559 |
| 2 | Raymond James Financial Services Inc. | $327,099,000,000 |
| 3 | MML Investors Services, LLC | $181,600,000,000 |
| 4 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $161,100,000,000 |
| 5 | Northwestern Mutual Investment Services | $152,650,150,000 |
| 6 | AXA Advisors LLC | $130,050,400,000 |
| 7 | Royal Alliance Associates Inc. | $103,276,801,356 |
| 8 | Cambridge Investment Research Inc. | $93,145,839,675 |
| 9 | Securities America Inc. | $86,100,000,000 |
| 10 | Cetera Advisor Networks | $80,744,232,432 |
| Firm | Revenue | |
|---|---|---|
| 1 | LPL Financial LLC | $5,188,399,897 |
| 2 | Ameriprise Financial Services Inc. | $4,804,002,854 |
| 3 | Raymond James Financial Services Inc. | $2,410,000,000 |
| 4 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $1,425,306,063 |
| 5 | Northwestern Mutual Investment Services | $1,219,479,000 |
| 6 | MML Investors Services, LLC | $1,126,611,001 |
| 7 | AXA Advisors LLC | $913,766,249 |
| 8 | Cambridge Investment Research Inc. | $906,665,662 |
| 9 | Securities America Inc. | $803,500,000 |
| 10 | Lincoln Financial Network | $782,425,686 |
| Firm | No. of reps | |
|---|---|---|
| 1 | Edward Jones | 17,500 |
| 2 | LPL Financial LLC | 16,109 |
| 3 | Lincoln Financial Network | 8,641 |
| 4 | Northwestern Mutual Investment Services | 7,892 |
| 5 | Ameriprise Financial Services Inc. | 7,755 |
| 6 | MML Investors Services, LLC | 7,316 |
| 7 | Raymond James Financial Services Inc. | 6,433 |
| 8 | Royal Alliance Associates Inc. | 5,799 |
| 9 | AXA Advisors LLC | 4,757 |
| 10 | Cambridge Investment Research Inc. | 4,155 |
| Firm | Pre-tax earnings | |
|---|---|---|
| 1 | LPL Financial LLC | $592,637,407 |
| 2 | AXA Advisors LLC | $74,400,000 |
| 3 | Cambridge Investment Research Inc. | $46,599,336 |
| 4 | American Portfolios Financial Services Inc. | $9,739,812 |
| 5 | Investacorp Inc. | $8,083,000 |
| 6 | KMS Financial Services, Inc. | $5,576,945 |
| 7 | Kovack Securities, Inc. | $4,691,400 |
| 8 | United Planners Financial Services | $2,985,971 |
| 9 | J.W. Cole Financial Inc. | $2,690,265 |
| 10 | LaSalle St. Securities LLC | $2,000,000 |
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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.
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