Broker-dealer Data Center

Explore the B-D Data Center to find exclusive information and intelligence about the independent broker-dealer industry. Find out which firms offer the highest payouts, have the most reps in the field and generate the most revenue - or create your own custom rankings.

Overview

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Find a Broker-dealer

State
Clearing firm
Revenue
Min. Production
Avg. payout
No. of reps
Has RIA platform
Sells alternatives
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Advisers on the Move

  • Glen Wilk

    Joining: Ameriprise Financial Services, Inc.
    Leaving: Wells Fargo Advisors, LLC
  • Jeffery Davis

    Joining: Ameriprise Financial Services, Inc.
    Leaving: Morgan Stanley
  • Sid Grant

    Joining: Raymond James Financial Services, Inc.
    Leaving: Wells Fargo Advisors, LLC