Broker-dealer Data Center
Explore the B-D Data Center to find exclusive information and intelligence about the independent broker-dealer industry. Find out which firms offer the highest payouts, have the most reps in the field and generate the most revenue - or create your own custom rankings.
Overview
| Firm | Account assets | |
|---|---|---|
| 1 | LPL Financial LLC | $764,409,615,795 |
| 2 | Raymond James Financial Services Inc. | $344,442,000,000 |
| 3 | MML Investors Services, LLC | $207,349,627,000 |
| 4 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $200,660,000,000 |
| 5 | Northwestern Mutual Investment Services | $189,705,305,218 |
| 6 | AXA Advisors LLC | $152,897,000,000 |
| 7 | Royal Alliance Associates Inc. | $123,580,125,898 |
| 8 | Cambridge Investment Research Inc. | $114,065,469,702 |
| 9 | Securities America Inc. | $103,000,000,000 |
| 10 | Kestra Financial, Inc | $88,087,505,755 |
| Firm | Revenue | |
|---|---|---|
| 1 | LPL Financial LLC | $5,624,856,000 |
| 2 | Ameriprise Financial Services, LLC | $5,068,504,399 |
| 3 | Raymond James Financial Services Inc. | $2,611,443,463 |
| 4 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $1,552,748,751 |
| 5 | Northwestern Mutual Investment Services | $1,351,248,000 |
| 6 | MML Investors Services, LLC | $1,184,702,241 |
| 7 | Cambridge Investment Research Inc. | $1,000,550,889 |
| 8 | Royal Alliance Associates Inc. | $961,062,600 |
| 9 | AXA Advisors LLC | $945,651,166 |
| 10 | Lincoln Financial Network | $847,223,962 |
| Firm | No. of reps | |
|---|---|---|
| 1 | LPL Financial LLC | 16,464 |
| 2 | Lincoln Financial Network | 9,046 |
| 3 | Northwestern Mutual Investment Services | 7,794 |
| 4 | Ameriprise Financial Services, LLC | 7,740 |
| 5 | MML Investors Services, LLC | 7,207 |
| 6 | Raymond James Financial Services Inc. | 6,622 |
| 7 | Royal Alliance Associates Inc. | 5,333 |
| 8 | AXA Advisors LLC | 4,487 |
| 9 | Cambridge Investment Research Inc. | 4,214 |
| 10 | Avantax Wealth Management | 3,984 |
| Firm | Pre-tax earnings | |
|---|---|---|
| 1 | LPL Financial LLC | $741,835,084 |
| 2 | AXA Advisors LLC | $98,340,043 |
| 3 | Cambridge Investment Research Inc. | $68,938,217 |
| 4 | Avantax Wealth Management | $68,289,089 |
| 5 | American Portfolios Financial Services Inc. | $10,862,452 |
| 6 | Kovack Securities, Inc. | $4,441,000 |
| 7 | KMS Financial Services, Inc. | $3,754,182 |
| 8 | J.W. Cole Financial Inc. | $3,689,120 |
| 9 | United Planners Financial Services | $2,741,890 |
| 10 | LaSalle St. Securities LLC | $2,500,000 |
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