Broker-dealer Data Center

Find a Broker-dealer

State
Revenue
Min. Production
Clearing firm
Avg. payout
No. of reps
Has RIA platform
Sells alternatives
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Firm

Arkadios Capital

Prospera Financial Services Inc.

Commonwealth Equity Services, LLC dba-Commonwealth Financial Network

Geneos Wealth Management Inc.

Kestra Financial, Inc

J.W. Cole Financial Inc.

Cutter & Company, Inc.

Independent Financial Group, LLC

United Planners Financial Services

Raymond James Financial Services Inc.

LaSalle St. Securities LLC

The Investment Center Inc.

Grove Point Financial, LLC

American Portfolios Financial Services Inc.

Waddell & Reed Financial Advisors

Harbour Investments Inc.

Parkland Securities, LLC

Nationwide Planning Associates, Inc.

Kovack Securities, Inc.

Berthel Fisher & Co. Financial Services Inc.

Centaurus Financial, Inc.

Alden Investment Group

Sigma Financial Corp.

Crown Capital Securities L.P.

Founders Financial
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Advisers on the Move