Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
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Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per repCFPsAvg. annual production of top 20% reps% of $100K+ reps ▼% of $500K+ reps
26Securian Financial Services Inc.$25,743,594198SubscribeSubscribeSubscribe
27The Strategic Financial Alliance Inc.$27,204,06850SubscribeSubscribeSubscribe
28Cadaret, Grant & Co. Inc.$26,399,543146SubscribeSubscribeSubscribe
29Independent Financial Group, LLC$25,732,83390SubscribeSubscribeSubscribe
30Sigma Financial Corp.$16,413,374105SubscribeSubscribeSubscribe
31FSC Securities Corp.$28,266,6120SubscribeSubscribeSubscribe
32Signator Investors Inc.$21,540,699305SubscribeSubscribeSubscribe
33Securities Service Network LLC$30,696,188115SubscribeSubscribeSubscribe
34Royal Alliance Associates Inc.$30,822,0540SubscribeSubscribeSubscribe
35SagePoint Financial Inc.$21,437,6410SubscribeSubscribeSubscribe
36Triad Advisors, LLC$29,937,028204SubscribeSubscribeSubscribe
37Cambridge Investment Research, Inc.$19,902,718722SubscribeSubscribeSubscribe
38INVEST Financial Corp.$24,870,5320SubscribeSubscribeSubscribe
39The Investment Center Inc.$22,181,81819SubscribeSubscribeSubscribe
40PlanMember Securities Corp.$15,150,23049SubscribeSubscribeSubscribe
41Investacorp Inc.$23,357,66491SubscribeSubscribeSubscribe
42National Securities Corp.$14,553,91617SubscribeSubscribeSubscribe
43Crown Capital Securities L.P.$3,242,74979SubscribeSubscribeSubscribe
44Equitable Advisors, LLC$23,333,544435SubscribeSubscribeSubscribe
45Voya Financial Advisors Inc.$15,594,045298SubscribeSubscribeSubscribe
46Grove Point Financial, LLC119SubscribeSubscribeSubscribe
47TFS Securities Inc.$17,167,38239SubscribeSubscribeSubscribe
48Arete Wealth$7,856,6164SubscribeSubscribeSubscribe
49Infinity Financial Services $7,923,0834SubscribeSubscribeSubscribe
50Trutoro1SubscribeSubscribeSubscribe
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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