Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
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Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per repCFPsAvg. annual production of top 20% reps% of $100K+ reps ▼% of $500K+ reps
51CFD Investments Inc.$16,141,83934SubscribeSubscribeSubscribe
52Kestra Financial, Inc$39,961,343274SubscribeSubscribeSubscribe
53Lincoln Investment Planning, LLC$20,932,039223SubscribeSubscribeSubscribe
54Parkland Securities, LLC$12,582,78134SubscribeSubscribeSubscribe
55Nationwide Planning Associates, Inc.$17,324,1699SubscribeSubscribeSubscribe
56Raymond James Financial Services Inc.$26,742,912855SubscribeSubscribeSubscribe
57Broker Dealer Financial Services Corp.$12,123,93821SubscribeSubscribeSubscribe
58Northwestern Mutual $18,571,013970SubscribeSubscribeSubscribe
59M Holdings Securities Inc. (M Securities)$39,378,38476SubscribeSubscribeSubscribe
60Spire Investment Partners LLC13SubscribeSubscribeSubscribe
61The O.N. Equity Sales Co.$9,479,602104SubscribeSubscribeSubscribe
62Ameritas Investment Company/Ameritas Advisory Services$10,941,6450SubscribeSubscribeSubscribe
63Concourse Financial Group Securities, Inc.$1,778,4310SubscribeSubscribeSubscribe
64MML Investors Services, LLC$14,736,7710SubscribeSubscribeSubscribe
65Principal Securities, Inc. $14,010,5060SubscribeSubscribeSubscribe
66Hornor, Townsend & Kent, LLC$13,645,41889SubscribeSubscribeSubscribe
67Avantax Investment Services, Inc.$7,942,186614SubscribeSubscribeSubscribe
68Fortune Financial Services, Inc.$5,295,3197SubscribeSubscribeSubscribe
69Securities Management and Research$1,844,3408SubscribeSubscribeSubscribe
70Cetera Financial Institutions$16,818,4080SubscribeSubscribeSubscribe
71D.A. Davidson & Co.SubscribeSubscribeSubscribe
72World Capital Brokerage, Inc.SubscribeSubscribeSubscribe
73Lincoln Financial Network$2,621,0450SubscribeSubscribeSubscribe
74Berthel Fisher & Co. Financial Services Inc.SubscribeSubscribeSubscribe
75First Allied Securities, Inc.$35,586,0760SubscribeSubscribeSubscribe
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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