Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Avg. assets per rep | CFPs | Avg. annual production of top 20% reps | % of $100K+ reps ▼ | % of $500K+ reps | |
|---|---|---|---|---|---|---|
| 1 | Founders Financial | $29,928,571 | 24 | Subscribe | Subscribe | Subscribe |
| 2 | Prospera Financial Services Inc. | $45,462,727 | 20 | Subscribe | Subscribe | Subscribe |
| 3 | Kalos Capital Inc. | — | 14 | Subscribe | Subscribe | Subscribe |
| 4 | CUNA Brokerage Services Inc. | $42,721,604 | 48 | Subscribe | Subscribe | Subscribe |
| 5 | J.W. Cole Financial Inc. | $22,807,829 | 62 | Subscribe | Subscribe | Subscribe |
| 6 | Centaurus Financial, Inc. | $4,949,604 | 240 | Subscribe | Subscribe | Subscribe |
| 7 | Kovack Securities, Inc. | $18,359,400 | 63 | Subscribe | Subscribe | Subscribe |
| 8 | Geneos Wealth Management Inc. | $41,007,299 | 105 | Subscribe | Subscribe | Subscribe |
| 9 | LPL Financial LLC | $33,808,588 | 0 | Subscribe | Subscribe | Subscribe |
| 10 | Wells Fargo Advisors Financial Network | $66,451,368 | 0 | Subscribe | Subscribe | Subscribe |
| 11 | LaSalle St. Securities LLC | $2,459,016 | 30 | Subscribe | Subscribe | Subscribe |
| 12 | Woodbury Financial Services | $24,292,049 | 0 | Subscribe | Subscribe | Subscribe |
| 13 | Investment Centers of America Inc. | $36,168,426 | 86 | Subscribe | Subscribe | Subscribe |
| 14 | SII Investments Inc. | $35,424,927 | 0 | Subscribe | Subscribe | Subscribe |
| 15 | Waddell & Reed Financial Advisors | $25,807,346 | 312 | Subscribe | Subscribe | Subscribe |
| 16 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $48,914,616 | 725 | Subscribe | Subscribe | Subscribe |
| 17 | NEXT Financial Group, Inc. | $22,930,668 | 72 | Subscribe | Subscribe | Subscribe |
| 18 | Harbour Investments Inc. | $28,881,857 | 32 | Subscribe | Subscribe | Subscribe |
| 19 | Questar Capital Corp. | $18,210,878 | 36 | Subscribe | Subscribe | Subscribe |
| 20 | Trustmont Financial Group Inc. | $14,637,903 | 39 | Subscribe | Subscribe | Subscribe |
| 21 | American Portfolios Financial Services Inc. | $25,303,966 | 87 | Subscribe | Subscribe | Subscribe |
| 22 | United Planners Financial Services | $21,678,394 | 92 | Subscribe | Subscribe | Subscribe |
| 23 | Securities America Inc. | $27,815,207 | 619 | Subscribe | Subscribe | Subscribe |
| 24 | National Planning Corporation (NPC) | $30,910,453 | 180 | Subscribe | Subscribe | Subscribe |
| 25 | KMS Financial Services, Inc. | $36,151,961 | 101 | Subscribe | Subscribe | Subscribe |
| 26 | Securian Financial Services Inc. | $25,743,594 | 198 | Subscribe | Subscribe | Subscribe |
| 27 | The Strategic Financial Alliance Inc. | $27,204,068 | 50 | Subscribe | Subscribe | Subscribe |
| 28 | Cadaret, Grant & Co. Inc. | $26,399,543 | 146 | Subscribe | Subscribe | Subscribe |
| 29 | Independent Financial Group, LLC | $25,732,833 | 90 | Subscribe | Subscribe | Subscribe |
| 30 | Sigma Financial Corp. | $16,413,374 | 105 | Subscribe | Subscribe | Subscribe |
| 31 | FSC Securities Corp. | $28,266,612 | 0 | Subscribe | Subscribe | Subscribe |
| 32 | Signator Investors Inc. | $21,540,699 | 305 | Subscribe | Subscribe | Subscribe |
| 33 | Securities Service Network LLC | $30,696,188 | 115 | Subscribe | Subscribe | Subscribe |
| 34 | Royal Alliance Associates Inc. | $30,822,054 | 0 | Subscribe | Subscribe | Subscribe |
| 35 | SagePoint Financial Inc. | $21,437,641 | 0 | Subscribe | Subscribe | Subscribe |
| 36 | Triad Advisors, LLC | $29,937,028 | 204 | Subscribe | Subscribe | Subscribe |
| 37 | Cambridge Investment Research, Inc. | $19,902,718 | 722 | Subscribe | Subscribe | Subscribe |
| 38 | INVEST Financial Corp. | $24,870,532 | 0 | Subscribe | Subscribe | Subscribe |
| 39 | The Investment Center Inc. | $22,181,818 | 19 | Subscribe | Subscribe | Subscribe |
| 40 | PlanMember Securities Corp. | $15,150,230 | 49 | Subscribe | Subscribe | Subscribe |
| 41 | Investacorp Inc. | $23,357,664 | 91 | Subscribe | Subscribe | Subscribe |
| 42 | National Securities Corp. | $14,553,916 | 17 | Subscribe | Subscribe | Subscribe |
| 43 | Crown Capital Securities L.P. | $3,242,749 | 79 | Subscribe | Subscribe | Subscribe |
| 44 | Equitable Advisors, LLC | $23,333,544 | 435 | Subscribe | Subscribe | Subscribe |
| 45 | Voya Financial Advisors Inc. | $15,594,045 | 298 | Subscribe | Subscribe | Subscribe |
| 46 | Grove Point Financial, LLC | — | 119 | Subscribe | Subscribe | Subscribe |
| 47 | TFS Securities Inc. | $17,167,382 | 39 | Subscribe | Subscribe | Subscribe |
| 48 | Arete Wealth | $7,856,616 | 4 | Subscribe | Subscribe | Subscribe |
| 49 | Infinity Financial Services | $7,923,083 | 4 | Subscribe | Subscribe | Subscribe |
| 50 | Trutoro | — | 1 | Subscribe | Subscribe | Subscribe |
| 51 | CFD Investments Inc. | $16,141,839 | 34 | Subscribe | Subscribe | Subscribe |
| 52 | Kestra Financial, Inc | $39,961,343 | 274 | Subscribe | Subscribe | Subscribe |
| 53 | Lincoln Investment Planning, LLC | $20,932,039 | 223 | Subscribe | Subscribe | Subscribe |
| 54 | Parkland Securities, LLC | $12,582,781 | 34 | Subscribe | Subscribe | Subscribe |
| 55 | Nationwide Planning Associates, Inc. | $17,324,169 | 9 | Subscribe | Subscribe | Subscribe |
| 56 | Raymond James Financial Services Inc. | $26,742,912 | 855 | Subscribe | Subscribe | Subscribe |
| 57 | Broker Dealer Financial Services Corp. | $12,123,938 | 21 | Subscribe | Subscribe | Subscribe |
| 58 | Northwestern Mutual | $18,571,013 | 970 | Subscribe | Subscribe | Subscribe |
| 59 | M Holdings Securities Inc. (M Securities) | $39,378,384 | 76 | Subscribe | Subscribe | Subscribe |
| 60 | Spire Investment Partners LLC | — | 13 | Subscribe | Subscribe | Subscribe |
| 61 | The O.N. Equity Sales Co. | $9,479,602 | 104 | Subscribe | Subscribe | Subscribe |
| 62 | Ameritas Investment Company/Ameritas Advisory Services | $10,941,645 | 0 | Subscribe | Subscribe | Subscribe |
| 63 | Concourse Financial Group Securities, Inc. | $1,778,431 | 0 | Subscribe | Subscribe | Subscribe |
| 64 | MML Investors Services, LLC | $14,736,771 | 0 | Subscribe | Subscribe | Subscribe |
| 65 | Principal Securities, Inc. | $14,010,506 | 0 | Subscribe | Subscribe | Subscribe |
| 66 | Hornor, Townsend & Kent, LLC | $13,645,418 | 89 | Subscribe | Subscribe | Subscribe |
| 67 | Avantax Investment Services, Inc. | $7,942,186 | 614 | Subscribe | Subscribe | Subscribe |
| 68 | Fortune Financial Services, Inc. | $5,295,319 | 7 | Subscribe | Subscribe | Subscribe |
| 69 | Securities Management and Research | $1,844,340 | 8 | Subscribe | Subscribe | Subscribe |
| 70 | Cetera Financial Institutions | $16,818,408 | 0 | Subscribe | Subscribe | Subscribe |
| 71 | D.A. Davidson & Co. | — | — | Subscribe | Subscribe | Subscribe |
| 72 | World Capital Brokerage, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 73 | Lincoln Financial Network | $2,621,045 | 0 | Subscribe | Subscribe | Subscribe |
| 74 | Berthel Fisher & Co. Financial Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 75 | First Allied Securities, Inc. | $35,586,076 | 0 | Subscribe | Subscribe | Subscribe |
| 76 | Edward Jones | — | — | Subscribe | Subscribe | Subscribe |
| 77 | Equity Services Inc. | — | 0 | Subscribe | Subscribe | Subscribe |
| 78 | St. Bernard Financial Services Inc. | $3,928,261 | 4 | Subscribe | Subscribe | Subscribe |
| 79 | Ameriprise Financial Services, LLC | — | 0 | Subscribe | Subscribe | Subscribe |
| 80 | Cetera Financial Specialists | $13,955,952 | 0 | Subscribe | Subscribe | Subscribe |
| 81 | Calton & Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 82 | Transamerica Financial Advisors, Inc. | — | 0 | Subscribe | Subscribe | Subscribe |
| 83 | Cetera Advisors | $22,453,131 | 0 | Subscribe | Subscribe | Subscribe |
| 84 | Cetera Advisor Networks | $24,482,883 | 0 | Subscribe | Subscribe | Subscribe |
| 85 | Packerland Brokerage Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 86 | Summit Brokerage Services, Inc. | $23,106,061 | 0 | Subscribe | Subscribe | Subscribe |
| 87 | Capital Investment Co. | — | 0 | Subscribe | Subscribe | Subscribe |
| 88 | Quest Capital Strategies Inc. | — | 0 | Subscribe | Subscribe | Subscribe |
| 89 | TriCor Financial LLC | — | — | Subscribe | Subscribe | Subscribe |
| 90 | Capital Analysts Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 91 | Bernardi Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 92 | Allstate Financial Services LLC | — | — | Subscribe | Subscribe | Subscribe |
| 93 | Schwab Independent Branch Services (Franchise) | — | — | Subscribe | Subscribe | Subscribe |
| 94 | BCG Securities, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 95 | David A. Noyes & Company | — | — | Subscribe | Subscribe | Subscribe |
| 96 | The Leaders Group | — | — | Subscribe | Subscribe | Subscribe |
| 97 | Thurston Springer Miller Herd & Titak | — | — | Subscribe | Subscribe | Subscribe |
| 98 | Alden Investment Group | — | — | Subscribe | Subscribe | Subscribe |
| 99 | Arkadios Capital | — | — | Subscribe | Subscribe | Subscribe |
| 100 | Vanderbilt Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 101 | Advisor Group | — | — | Subscribe | Subscribe | Subscribe |
| 102 | Atria Wealth Solutions | — | — | Subscribe | Subscribe | Subscribe |
| 103 | CoastalOne | — | — | Subscribe | Subscribe | Subscribe |
| 104 | Nations Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 105 | WRP Investments Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 106 | Wunderlich Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 107 | Park Avenue Securities LLC | — | — | Subscribe | Subscribe | Subscribe |
| 108 | Protected Investors of America Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 109 | LifeMark Securities Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 110 | Bolton Global Capital | — | — | Subscribe | Subscribe | Subscribe |
| 111 | Hilltop Securities Independent Network Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 112 | Synergy Investment Group | — | — | Subscribe | Subscribe | Subscribe |
| 113 | Leonard & Co. | — | — | Subscribe | Subscribe | Subscribe |
| 114 | MetLife Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 115 | New England Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 116 | Tower Square Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 117 | Walnut Street Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 118 | Foothill Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 119 | ING Advisor Network Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 120 | vFinance Investments Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 121 | Wall Street Access | — | — | Subscribe | Subscribe | Subscribe |
| 122 | Cantella & Co. Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 123 | GBS Financial Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 124 | Cutter & Company, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 125 | SA Stone | — | — | Subscribe | Subscribe | Subscribe |
| 126 | Financial Telesis Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 127 | First Republic Securities Co. | — | — | Subscribe | Subscribe | Subscribe |
| 128 | Financial Services International Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 129 | Quincy Cass Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 130 | Correll Co. Investment Services Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 131 | Coordinated Capital Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 132 | Williams Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 133 | Finance 500 Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 134 | Foresters Equity Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 135 | Century Securities Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 136 | Ausdal Financial Partners | — | — | Subscribe | Subscribe | Subscribe |
| 137 | SCF Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 138 | Harbor Financial Services LLC | — | — | Subscribe | Subscribe | Subscribe |
138 results found
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- Notes
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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