Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per repCFPsAvg. annual production of top 20% reps ▼% of $100K+ reps% of $500K+ reps
26J.W. Cole Financial Inc.$22,807,82962SubscribeSubscribeSubscribe
27Independent Financial Group, LLC$25,732,83390SubscribeSubscribeSubscribe
28Securian Financial Services Inc.$25,743,594198SubscribeSubscribeSubscribe
29Cambridge Investment Research, Inc.$19,902,718722SubscribeSubscribeSubscribe
30Arete Wealth$7,856,6164SubscribeSubscribeSubscribe
31INVEST Financial Corp.$24,870,5320SubscribeSubscribeSubscribe
32Centaurus Financial, Inc.$4,949,604240SubscribeSubscribeSubscribe
33Founders Financial$29,928,57124SubscribeSubscribeSubscribe
34Waddell & Reed Financial Advisors$25,807,346312SubscribeSubscribeSubscribe
35Cadaret, Grant & Co. Inc.$26,399,543146SubscribeSubscribeSubscribe
36SagePoint Financial Inc.$21,437,6410SubscribeSubscribeSubscribe
37Woodbury Financial Services$24,292,0490SubscribeSubscribeSubscribe
38United Planners Financial Services$21,678,39492SubscribeSubscribeSubscribe
39Investacorp Inc.$23,357,66491SubscribeSubscribeSubscribe
40Grove Point Financial, LLC119SubscribeSubscribeSubscribe
41Signator Investors Inc.$21,540,699305SubscribeSubscribeSubscribe
42Voya Financial Advisors Inc.$15,594,045298SubscribeSubscribeSubscribe
43Nationwide Planning Associates, Inc.$17,324,1699SubscribeSubscribeSubscribe
44Harbour Investments Inc.$28,881,85732SubscribeSubscribeSubscribe
45The Investment Center Inc.$22,181,81819SubscribeSubscribeSubscribe
46NEXT Financial Group, Inc.$22,930,66872SubscribeSubscribeSubscribe
47CFD Investments Inc.$16,141,83934SubscribeSubscribeSubscribe
48LaSalle St. Securities LLC$2,459,01630SubscribeSubscribeSubscribe
49Ameritas Investment Company/Ameritas Advisory Services$10,941,6450SubscribeSubscribeSubscribe
50Northwestern Mutual $18,571,013970SubscribeSubscribeSubscribe
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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