Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Avg. assets per rep | CFPs | Avg. annual production of top 20% reps ▼ | % of $100K+ reps | % of $500K+ reps | |
|---|---|---|---|---|---|---|
| 1 | Spire Investment Partners LLC | — | 13 | Subscribe | Subscribe | Subscribe |
| 2 | National Securities Corp. | $14,553,916 | 17 | Subscribe | Subscribe | Subscribe |
| 3 | Raymond James Financial Services Inc. | $26,742,912 | 855 | Subscribe | Subscribe | Subscribe |
| 4 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $48,914,616 | 725 | Subscribe | Subscribe | Subscribe |
| 5 | Wells Fargo Advisors Financial Network | $66,451,368 | 0 | Subscribe | Subscribe | Subscribe |
| 6 | M Holdings Securities Inc. (M Securities) | $39,378,384 | 76 | Subscribe | Subscribe | Subscribe |
| 7 | Geneos Wealth Management Inc. | $41,007,299 | 105 | Subscribe | Subscribe | Subscribe |
| 8 | The Strategic Financial Alliance Inc. | $27,204,068 | 50 | Subscribe | Subscribe | Subscribe |
| 9 | Prospera Financial Services Inc. | $45,462,727 | 20 | Subscribe | Subscribe | Subscribe |
| 10 | Securities Service Network LLC | $30,696,188 | 115 | Subscribe | Subscribe | Subscribe |
| 11 | Kalos Capital Inc. | — | 14 | Subscribe | Subscribe | Subscribe |
| 12 | Royal Alliance Associates Inc. | $30,822,054 | 0 | Subscribe | Subscribe | Subscribe |
| 13 | Triad Advisors, LLC | $29,937,028 | 204 | Subscribe | Subscribe | Subscribe |
| 14 | KMS Financial Services, Inc. | $36,151,961 | 101 | Subscribe | Subscribe | Subscribe |
| 15 | Kestra Financial, Inc | $39,961,343 | 274 | Subscribe | Subscribe | Subscribe |
| 16 | SII Investments Inc. | $35,424,927 | 0 | Subscribe | Subscribe | Subscribe |
| 17 | National Planning Corporation (NPC) | $30,910,453 | 180 | Subscribe | Subscribe | Subscribe |
| 18 | Investment Centers of America Inc. | $36,168,426 | 86 | Subscribe | Subscribe | Subscribe |
| 19 | LPL Financial LLC | $33,808,588 | 0 | Subscribe | Subscribe | Subscribe |
| 20 | FSC Securities Corp. | $28,266,612 | 0 | Subscribe | Subscribe | Subscribe |
| 21 | Securities America Inc. | $27,815,207 | 619 | Subscribe | Subscribe | Subscribe |
| 22 | Lincoln Investment Planning, LLC | $20,932,039 | 223 | Subscribe | Subscribe | Subscribe |
| 23 | Kovack Securities, Inc. | $18,359,400 | 63 | Subscribe | Subscribe | Subscribe |
| 24 | CUNA Brokerage Services Inc. | $42,721,604 | 48 | Subscribe | Subscribe | Subscribe |
| 25 | American Portfolios Financial Services Inc. | $25,303,966 | 87 | Subscribe | Subscribe | Subscribe |
| 26 | J.W. Cole Financial Inc. | $22,807,829 | 62 | Subscribe | Subscribe | Subscribe |
| 27 | Independent Financial Group, LLC | $25,732,833 | 90 | Subscribe | Subscribe | Subscribe |
| 28 | Securian Financial Services Inc. | $25,743,594 | 198 | Subscribe | Subscribe | Subscribe |
| 29 | Cambridge Investment Research, Inc. | $19,902,718 | 722 | Subscribe | Subscribe | Subscribe |
| 30 | Arete Wealth | $7,856,616 | 4 | Subscribe | Subscribe | Subscribe |
| 31 | INVEST Financial Corp. | $24,870,532 | 0 | Subscribe | Subscribe | Subscribe |
| 32 | Centaurus Financial, Inc. | $4,949,604 | 240 | Subscribe | Subscribe | Subscribe |
| 33 | Founders Financial | $29,928,571 | 24 | Subscribe | Subscribe | Subscribe |
| 34 | Waddell & Reed Financial Advisors | $25,807,346 | 312 | Subscribe | Subscribe | Subscribe |
| 35 | Cadaret, Grant & Co. Inc. | $26,399,543 | 146 | Subscribe | Subscribe | Subscribe |
| 36 | SagePoint Financial Inc. | $21,437,641 | 0 | Subscribe | Subscribe | Subscribe |
| 37 | Woodbury Financial Services | $24,292,049 | 0 | Subscribe | Subscribe | Subscribe |
| 38 | United Planners Financial Services | $21,678,394 | 92 | Subscribe | Subscribe | Subscribe |
| 39 | Investacorp Inc. | $23,357,664 | 91 | Subscribe | Subscribe | Subscribe |
| 40 | Grove Point Financial, LLC | — | 119 | Subscribe | Subscribe | Subscribe |
| 41 | Signator Investors Inc. | $21,540,699 | 305 | Subscribe | Subscribe | Subscribe |
| 42 | Voya Financial Advisors Inc. | $15,594,045 | 298 | Subscribe | Subscribe | Subscribe |
| 43 | Nationwide Planning Associates, Inc. | $17,324,169 | 9 | Subscribe | Subscribe | Subscribe |
| 44 | Harbour Investments Inc. | $28,881,857 | 32 | Subscribe | Subscribe | Subscribe |
| 45 | The Investment Center Inc. | $22,181,818 | 19 | Subscribe | Subscribe | Subscribe |
| 46 | NEXT Financial Group, Inc. | $22,930,668 | 72 | Subscribe | Subscribe | Subscribe |
| 47 | CFD Investments Inc. | $16,141,839 | 34 | Subscribe | Subscribe | Subscribe |
| 48 | LaSalle St. Securities LLC | $2,459,016 | 30 | Subscribe | Subscribe | Subscribe |
| 49 | Ameritas Investment Company/Ameritas Advisory Services | $10,941,645 | 0 | Subscribe | Subscribe | Subscribe |
| 50 | Northwestern Mutual | $18,571,013 | 970 | Subscribe | Subscribe | Subscribe |
| 51 | TFS Securities Inc. | $17,167,382 | 39 | Subscribe | Subscribe | Subscribe |
| 52 | Sigma Financial Corp. | $16,413,374 | 105 | Subscribe | Subscribe | Subscribe |
| 53 | Questar Capital Corp. | $18,210,878 | 36 | Subscribe | Subscribe | Subscribe |
| 54 | Equitable Advisors, LLC | $23,333,544 | 435 | Subscribe | Subscribe | Subscribe |
| 55 | Hornor, Townsend & Kent, LLC | $13,645,418 | 89 | Subscribe | Subscribe | Subscribe |
| 56 | Crown Capital Securities L.P. | $3,242,749 | 79 | Subscribe | Subscribe | Subscribe |
| 57 | Parkland Securities, LLC | $12,582,781 | 34 | Subscribe | Subscribe | Subscribe |
| 58 | Infinity Financial Services | $7,923,083 | 4 | Subscribe | Subscribe | Subscribe |
| 59 | Concourse Financial Group Securities, Inc. | $1,778,431 | 0 | Subscribe | Subscribe | Subscribe |
| 60 | Trustmont Financial Group Inc. | $14,637,903 | 39 | Subscribe | Subscribe | Subscribe |
| 61 | Broker Dealer Financial Services Corp. | $12,123,938 | 21 | Subscribe | Subscribe | Subscribe |
| 62 | The O.N. Equity Sales Co. | $9,479,602 | 104 | Subscribe | Subscribe | Subscribe |
| 63 | Avantax Investment Services, Inc. | $7,942,186 | 614 | Subscribe | Subscribe | Subscribe |
| 64 | MML Investors Services, LLC | $14,736,771 | 0 | Subscribe | Subscribe | Subscribe |
| 65 | Principal Securities, Inc. | $14,010,506 | 0 | Subscribe | Subscribe | Subscribe |
| 66 | Fortune Financial Services, Inc. | $5,295,319 | 7 | Subscribe | Subscribe | Subscribe |
| 67 | Trutoro | — | 1 | Subscribe | Subscribe | Subscribe |
| 68 | Securities Management and Research | $1,844,340 | 8 | Subscribe | Subscribe | Subscribe |
| 69 | Cetera Financial Institutions | $16,818,408 | 0 | Subscribe | Subscribe | Subscribe |
| 70 | Cetera Advisors | $22,453,131 | 0 | Subscribe | Subscribe | Subscribe |
| 71 | Equity Services Inc. | — | 0 | Subscribe | Subscribe | Subscribe |
| 72 | Cetera Advisor Networks | $24,482,883 | 0 | Subscribe | Subscribe | Subscribe |
| 73 | Summit Brokerage Services, Inc. | $23,106,061 | 0 | Subscribe | Subscribe | Subscribe |
| 74 | Cetera Financial Specialists | $13,955,952 | 0 | Subscribe | Subscribe | Subscribe |
| 75 | Lincoln Financial Network | $2,621,045 | 0 | Subscribe | Subscribe | Subscribe |
| 76 | Quest Capital Strategies Inc. | — | 0 | Subscribe | Subscribe | Subscribe |
| 77 | Transamerica Financial Advisors, Inc. | — | 0 | Subscribe | Subscribe | Subscribe |
| 78 | PlanMember Securities Corp. | $15,150,230 | 49 | Subscribe | Subscribe | Subscribe |
| 79 | Capital Investment Co. | — | 0 | Subscribe | Subscribe | Subscribe |
| 80 | Ameriprise Financial Services, LLC | — | 0 | Subscribe | Subscribe | Subscribe |
| 81 | First Allied Securities, Inc. | $35,586,076 | 0 | Subscribe | Subscribe | Subscribe |
| 82 | St. Bernard Financial Services Inc. | $3,928,261 | 4 | Subscribe | Subscribe | Subscribe |
| 83 | Williams Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 84 | Finance 500 Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 85 | Foresters Equity Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 86 | Coordinated Capital Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 87 | Ausdal Financial Partners | — | — | Subscribe | Subscribe | Subscribe |
| 88 | Century Securities Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 89 | SCF Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 90 | Harbor Financial Services LLC | — | — | Subscribe | Subscribe | Subscribe |
| 91 | TriCor Financial LLC | — | — | Subscribe | Subscribe | Subscribe |
| 92 | Capital Analysts Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 93 | Calton & Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 94 | Bernardi Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 95 | Allstate Financial Services LLC | — | — | Subscribe | Subscribe | Subscribe |
| 96 | World Capital Brokerage, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 97 | Berthel Fisher & Co. Financial Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 98 | Schwab Independent Branch Services (Franchise) | — | — | Subscribe | Subscribe | Subscribe |
| 99 | Edward Jones | — | — | Subscribe | Subscribe | Subscribe |
| 100 | BCG Securities, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 101 | David A. Noyes & Company | — | — | Subscribe | Subscribe | Subscribe |
| 102 | The Leaders Group | — | — | Subscribe | Subscribe | Subscribe |
| 103 | Thurston Springer Miller Herd & Titak | — | — | Subscribe | Subscribe | Subscribe |
| 104 | Alden Investment Group | — | — | Subscribe | Subscribe | Subscribe |
| 105 | Arkadios Capital | — | — | Subscribe | Subscribe | Subscribe |
| 106 | Vanderbilt Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 107 | Advisor Group | — | — | Subscribe | Subscribe | Subscribe |
| 108 | Atria Wealth Solutions | — | — | Subscribe | Subscribe | Subscribe |
| 109 | CoastalOne | — | — | Subscribe | Subscribe | Subscribe |
| 110 | Nations Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 111 | WRP Investments Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 112 | Wunderlich Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 113 | Protected Investors of America Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 114 | Park Avenue Securities LLC | — | — | Subscribe | Subscribe | Subscribe |
| 115 | LifeMark Securities Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 116 | Bolton Global Capital | — | — | Subscribe | Subscribe | Subscribe |
| 117 | Hilltop Securities Independent Network Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 118 | Synergy Investment Group | — | — | Subscribe | Subscribe | Subscribe |
| 119 | Leonard & Co. | — | — | Subscribe | Subscribe | Subscribe |
| 120 | MetLife Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 121 | New England Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 122 | Tower Square Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 123 | Walnut Street Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 124 | Foothill Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 125 | ING Advisor Network Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 126 | vFinance Investments Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 127 | Wall Street Access | — | — | Subscribe | Subscribe | Subscribe |
| 128 | Cantella & Co. Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 129 | GBS Financial Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 130 | Cutter & Company, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 131 | SA Stone | — | — | Subscribe | Subscribe | Subscribe |
| 132 | Financial Telesis Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 133 | First Republic Securities Co. | — | — | Subscribe | Subscribe | Subscribe |
| 134 | Financial Services International Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 135 | Quincy Cass Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 136 | Packerland Brokerage Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 137 | Correll Co. Investment Services Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 138 | D.A. Davidson & Co. | — | — | Subscribe | Subscribe | Subscribe |
138 results found
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- Notes
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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