Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Avg. assets per rep | CFPs | Avg. annual production of top 20% reps ▲ | % of $100K+ reps | % of $500K+ reps | |
|---|---|---|---|---|---|---|
| 138 | Cetera Financial Institutions | $16,818,408 | 0 | Subscribe | Subscribe | Subscribe |
| 137 | Summit Brokerage Services, Inc. | $23,106,061 | 0 | Subscribe | Subscribe | Subscribe |
| 136 | Ameriprise Financial Services, LLC | — | 0 | Subscribe | Subscribe | Subscribe |
| 135 | Lincoln Financial Network | $2,621,045 | 0 | Subscribe | Subscribe | Subscribe |
| 134 | St. Bernard Financial Services Inc. | $3,928,261 | 4 | Subscribe | Subscribe | Subscribe |
| 133 | Equity Services Inc. | — | 0 | Subscribe | Subscribe | Subscribe |
| 132 | First Allied Securities, Inc. | $35,586,076 | 0 | Subscribe | Subscribe | Subscribe |
| 131 | Cetera Financial Specialists | $13,955,952 | 0 | Subscribe | Subscribe | Subscribe |
| 130 | Cetera Advisor Networks | $24,482,883 | 0 | Subscribe | Subscribe | Subscribe |
| 129 | Quest Capital Strategies Inc. | — | 0 | Subscribe | Subscribe | Subscribe |
| 128 | Cetera Advisors | $22,453,131 | 0 | Subscribe | Subscribe | Subscribe |
| 127 | Transamerica Financial Advisors, Inc. | — | 0 | Subscribe | Subscribe | Subscribe |
| 126 | Capital Investment Co. | — | 0 | Subscribe | Subscribe | Subscribe |
| 125 | PlanMember Securities Corp. | $15,150,230 | 49 | Subscribe | Subscribe | Subscribe |
| 124 | Securities Management and Research | $1,844,340 | 8 | Subscribe | Subscribe | Subscribe |
| 123 | Trutoro | — | 1 | Subscribe | Subscribe | Subscribe |
| 122 | Fortune Financial Services, Inc. | $5,295,319 | 7 | Subscribe | Subscribe | Subscribe |
| 121 | Principal Securities, Inc. | $14,010,506 | 0 | Subscribe | Subscribe | Subscribe |
| 120 | MML Investors Services, LLC | $14,736,771 | 0 | Subscribe | Subscribe | Subscribe |
| 119 | Avantax Investment Services, Inc. | $7,942,186 | 614 | Subscribe | Subscribe | Subscribe |
| 118 | The O.N. Equity Sales Co. | $9,479,602 | 104 | Subscribe | Subscribe | Subscribe |
| 117 | Broker Dealer Financial Services Corp. | $12,123,938 | 21 | Subscribe | Subscribe | Subscribe |
| 116 | Trustmont Financial Group Inc. | $14,637,903 | 39 | Subscribe | Subscribe | Subscribe |
| 115 | Concourse Financial Group Securities, Inc. | $1,778,431 | 0 | Subscribe | Subscribe | Subscribe |
| 114 | Infinity Financial Services | $7,923,083 | 4 | Subscribe | Subscribe | Subscribe |
| 113 | Parkland Securities, LLC | $12,582,781 | 34 | Subscribe | Subscribe | Subscribe |
| 112 | Crown Capital Securities L.P. | $3,242,749 | 79 | Subscribe | Subscribe | Subscribe |
| 111 | Hornor, Townsend & Kent, LLC | $13,645,418 | 89 | Subscribe | Subscribe | Subscribe |
| 110 | Equitable Advisors, LLC | $23,333,544 | 435 | Subscribe | Subscribe | Subscribe |
| 109 | Questar Capital Corp. | $18,210,878 | 36 | Subscribe | Subscribe | Subscribe |
| 108 | Sigma Financial Corp. | $16,413,374 | 105 | Subscribe | Subscribe | Subscribe |
| 107 | TFS Securities Inc. | $17,167,382 | 39 | Subscribe | Subscribe | Subscribe |
| 106 | Northwestern Mutual | $18,571,013 | 970 | Subscribe | Subscribe | Subscribe |
| 105 | Ameritas Investment Company/Ameritas Advisory Services | $10,941,645 | 0 | Subscribe | Subscribe | Subscribe |
| 104 | LaSalle St. Securities LLC | $2,459,016 | 30 | Subscribe | Subscribe | Subscribe |
| 103 | CFD Investments Inc. | $16,141,839 | 34 | Subscribe | Subscribe | Subscribe |
| 102 | NEXT Financial Group, Inc. | $22,930,668 | 72 | Subscribe | Subscribe | Subscribe |
| 101 | The Investment Center Inc. | $22,181,818 | 19 | Subscribe | Subscribe | Subscribe |
| 100 | Harbour Investments Inc. | $28,881,857 | 32 | Subscribe | Subscribe | Subscribe |
| 99 | Nationwide Planning Associates, Inc. | $17,324,169 | 9 | Subscribe | Subscribe | Subscribe |
| 98 | Voya Financial Advisors Inc. | $15,594,045 | 298 | Subscribe | Subscribe | Subscribe |
| 97 | Signator Investors Inc. | $21,540,699 | 305 | Subscribe | Subscribe | Subscribe |
| 96 | Grove Point Financial, LLC | — | 119 | Subscribe | Subscribe | Subscribe |
| 95 | Investacorp Inc. | $23,357,664 | 91 | Subscribe | Subscribe | Subscribe |
| 94 | United Planners Financial Services | $21,678,394 | 92 | Subscribe | Subscribe | Subscribe |
| 93 | Woodbury Financial Services | $24,292,049 | 0 | Subscribe | Subscribe | Subscribe |
| 92 | SagePoint Financial Inc. | $21,437,641 | 0 | Subscribe | Subscribe | Subscribe |
| 91 | Cadaret, Grant & Co. Inc. | $26,399,543 | 146 | Subscribe | Subscribe | Subscribe |
| 90 | Waddell & Reed Financial Advisors | $25,807,346 | 312 | Subscribe | Subscribe | Subscribe |
| 89 | Founders Financial | $29,928,571 | 24 | Subscribe | Subscribe | Subscribe |
| 88 | Centaurus Financial, Inc. | $4,949,604 | 240 | Subscribe | Subscribe | Subscribe |
| 87 | INVEST Financial Corp. | $24,870,532 | 0 | Subscribe | Subscribe | Subscribe |
| 86 | Arete Wealth | $7,856,616 | 4 | Subscribe | Subscribe | Subscribe |
| 85 | Cambridge Investment Research, Inc. | $19,902,718 | 722 | Subscribe | Subscribe | Subscribe |
| 84 | Securian Financial Services Inc. | $25,743,594 | 198 | Subscribe | Subscribe | Subscribe |
| 83 | Independent Financial Group, LLC | $25,732,833 | 90 | Subscribe | Subscribe | Subscribe |
| 82 | J.W. Cole Financial Inc. | $22,807,829 | 62 | Subscribe | Subscribe | Subscribe |
| 81 | American Portfolios Financial Services Inc. | $25,303,966 | 87 | Subscribe | Subscribe | Subscribe |
| 80 | CUNA Brokerage Services Inc. | $42,721,604 | 48 | Subscribe | Subscribe | Subscribe |
| 79 | Kovack Securities, Inc. | $18,359,400 | 63 | Subscribe | Subscribe | Subscribe |
| 78 | Lincoln Investment Planning, LLC | $20,932,039 | 223 | Subscribe | Subscribe | Subscribe |
| 77 | Securities America Inc. | $27,815,207 | 619 | Subscribe | Subscribe | Subscribe |
| 76 | FSC Securities Corp. | $28,266,612 | 0 | Subscribe | Subscribe | Subscribe |
| 75 | LPL Financial LLC | $33,808,588 | 0 | Subscribe | Subscribe | Subscribe |
| 74 | Investment Centers of America Inc. | $36,168,426 | 86 | Subscribe | Subscribe | Subscribe |
| 73 | National Planning Corporation (NPC) | $30,910,453 | 180 | Subscribe | Subscribe | Subscribe |
| 72 | SII Investments Inc. | $35,424,927 | 0 | Subscribe | Subscribe | Subscribe |
| 71 | Kestra Financial, Inc | $39,961,343 | 274 | Subscribe | Subscribe | Subscribe |
| 70 | KMS Financial Services, Inc. | $36,151,961 | 101 | Subscribe | Subscribe | Subscribe |
| 69 | Triad Advisors, LLC | $29,937,028 | 204 | Subscribe | Subscribe | Subscribe |
| 68 | Royal Alliance Associates Inc. | $30,822,054 | 0 | Subscribe | Subscribe | Subscribe |
| 67 | Kalos Capital Inc. | — | 14 | Subscribe | Subscribe | Subscribe |
| 66 | Securities Service Network LLC | $30,696,188 | 115 | Subscribe | Subscribe | Subscribe |
| 65 | Prospera Financial Services Inc. | $45,462,727 | 20 | Subscribe | Subscribe | Subscribe |
| 64 | The Strategic Financial Alliance Inc. | $27,204,068 | 50 | Subscribe | Subscribe | Subscribe |
| 63 | Geneos Wealth Management Inc. | $41,007,299 | 105 | Subscribe | Subscribe | Subscribe |
| 62 | M Holdings Securities Inc. (M Securities) | $39,378,384 | 76 | Subscribe | Subscribe | Subscribe |
| 61 | Wells Fargo Advisors Financial Network | $66,451,368 | 0 | Subscribe | Subscribe | Subscribe |
| 60 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $48,914,616 | 725 | Subscribe | Subscribe | Subscribe |
| 59 | Raymond James Financial Services Inc. | $26,742,912 | 855 | Subscribe | Subscribe | Subscribe |
| 58 | National Securities Corp. | $14,553,916 | 17 | Subscribe | Subscribe | Subscribe |
| 57 | Spire Investment Partners LLC | — | 13 | Subscribe | Subscribe | Subscribe |
| 56 | Cantella & Co. Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 55 | ING Advisor Network Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 54 | SA Stone | — | — | Subscribe | Subscribe | Subscribe |
| 53 | Financial Telesis Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 52 | First Republic Securities Co. | — | — | Subscribe | Subscribe | Subscribe |
| 51 | Financial Services International Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 50 | Quincy Cass Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 49 | Packerland Brokerage Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 48 | GBS Financial Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 47 | D.A. Davidson & Co. | — | — | Subscribe | Subscribe | Subscribe |
| 46 | Williams Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 45 | Finance 500 Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 44 | Foresters Equity Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 43 | Cutter & Company, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 42 | Ausdal Financial Partners | — | — | Subscribe | Subscribe | Subscribe |
| 41 | SCF Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 40 | Harbor Financial Services LLC | — | — | Subscribe | Subscribe | Subscribe |
| 39 | TriCor Financial LLC | — | — | Subscribe | Subscribe | Subscribe |
| 38 | Correll Co. Investment Services Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 37 | Calton & Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 36 | Coordinated Capital Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 35 | Bernardi Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 34 | Allstate Financial Services LLC | — | — | Subscribe | Subscribe | Subscribe |
| 33 | World Capital Brokerage, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 32 | Century Securities Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 31 | Capital Analysts Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 30 | Schwab Independent Branch Services (Franchise) | — | — | Subscribe | Subscribe | Subscribe |
| 29 | Edward Jones | — | — | Subscribe | Subscribe | Subscribe |
| 28 | Berthel Fisher & Co. Financial Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 27 | BCG Securities, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 26 | David A. Noyes & Company | — | — | Subscribe | Subscribe | Subscribe |
| 25 | The Leaders Group | — | — | Subscribe | Subscribe | Subscribe |
| 24 | Thurston Springer Miller Herd & Titak | — | — | Subscribe | Subscribe | Subscribe |
| 23 | Alden Investment Group | — | — | Subscribe | Subscribe | Subscribe |
| 22 | Arkadios Capital | — | — | Subscribe | Subscribe | Subscribe |
| 21 | Vanderbilt Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 20 | Advisor Group | — | — | Subscribe | Subscribe | Subscribe |
| 19 | Atria Wealth Solutions | — | — | Subscribe | Subscribe | Subscribe |
| 18 | CoastalOne | — | — | Subscribe | Subscribe | Subscribe |
| 17 | Hilltop Securities Independent Network Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 16 | Nations Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 15 | Bolton Global Capital | — | — | Subscribe | Subscribe | Subscribe |
| 14 | LifeMark Securities Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 13 | Park Avenue Securities LLC | — | — | Subscribe | Subscribe | Subscribe |
| 12 | Synergy Investment Group | — | — | Subscribe | Subscribe | Subscribe |
| 11 | Wunderlich Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 10 | Leonard & Co. | — | — | Subscribe | Subscribe | Subscribe |
| 9 | MetLife Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 8 | New England Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 7 | Tower Square Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 6 | Walnut Street Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 5 | WRP Investments Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 4 | Foothill Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 3 | Protected Investors of America Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 2 | vFinance Investments Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 1 | Wall Street Access | — | — | Subscribe | Subscribe | Subscribe |
138 results found
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- Notes
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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