Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm ▼ | Avg. assets per rep | CFPs | Avg. annual production of top 20% reps | % of $100K+ reps | % of $500K+ reps | |
|---|---|---|---|---|---|---|
| 138 | Advisor Group | — | — | Subscribe | Subscribe | Subscribe |
| 137 | Alden Investment Group | — | — | Subscribe | Subscribe | Subscribe |
| 136 | Allstate Financial Services LLC | — | — | Subscribe | Subscribe | Subscribe |
| 135 | American Portfolios Financial Services Inc. | $25,303,966 | 87 | Subscribe | Subscribe | Subscribe |
| 134 | Ameriprise Financial Services, LLC | — | 0 | Subscribe | Subscribe | Subscribe |
| 133 | Ameritas Investment Company/Ameritas Advisory Services | $10,941,645 | 0 | Subscribe | Subscribe | Subscribe |
| 132 | Arete Wealth | $7,856,616 | 4 | Subscribe | Subscribe | Subscribe |
| 131 | Arkadios Capital | — | — | Subscribe | Subscribe | Subscribe |
| 130 | Atria Wealth Solutions | — | — | Subscribe | Subscribe | Subscribe |
| 129 | Ausdal Financial Partners | — | — | Subscribe | Subscribe | Subscribe |
| 128 | Avantax Investment Services, Inc. | $7,942,186 | 614 | Subscribe | Subscribe | Subscribe |
| 127 | BCG Securities, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 126 | Bernardi Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 125 | Berthel Fisher & Co. Financial Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 124 | Bolton Global Capital | — | — | Subscribe | Subscribe | Subscribe |
| 123 | Broker Dealer Financial Services Corp. | $12,123,938 | 21 | Subscribe | Subscribe | Subscribe |
| 122 | Cadaret, Grant & Co. Inc. | $26,399,543 | 146 | Subscribe | Subscribe | Subscribe |
| 121 | Calton & Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 120 | Cambridge Investment Research, Inc. | $19,902,718 | 722 | Subscribe | Subscribe | Subscribe |
| 119 | Cantella & Co. Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 118 | Capital Analysts Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 117 | Capital Investment Co. | — | 0 | Subscribe | Subscribe | Subscribe |
| 116 | Centaurus Financial, Inc. | $4,949,604 | 240 | Subscribe | Subscribe | Subscribe |
| 115 | Century Securities Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 114 | Cetera Advisor Networks | $24,482,883 | 0 | Subscribe | Subscribe | Subscribe |
| 113 | Cetera Advisors | $22,453,131 | 0 | Subscribe | Subscribe | Subscribe |
| 112 | Cetera Financial Institutions | $16,818,408 | 0 | Subscribe | Subscribe | Subscribe |
| 111 | Cetera Financial Specialists | $13,955,952 | 0 | Subscribe | Subscribe | Subscribe |
| 110 | CFD Investments Inc. | $16,141,839 | 34 | Subscribe | Subscribe | Subscribe |
| 109 | CoastalOne | — | — | Subscribe | Subscribe | Subscribe |
| 108 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $48,914,616 | 725 | Subscribe | Subscribe | Subscribe |
| 107 | Concourse Financial Group Securities, Inc. | $1,778,431 | 0 | Subscribe | Subscribe | Subscribe |
| 106 | Coordinated Capital Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 105 | Correll Co. Investment Services Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 104 | Crown Capital Securities L.P. | $3,242,749 | 79 | Subscribe | Subscribe | Subscribe |
| 103 | CUNA Brokerage Services Inc. | $42,721,604 | 48 | Subscribe | Subscribe | Subscribe |
| 102 | Cutter & Company, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 101 | D.A. Davidson & Co. | — | — | Subscribe | Subscribe | Subscribe |
| 100 | David A. Noyes & Company | — | — | Subscribe | Subscribe | Subscribe |
| 99 | Edward Jones | — | — | Subscribe | Subscribe | Subscribe |
| 98 | Equitable Advisors, LLC | $23,333,544 | 435 | Subscribe | Subscribe | Subscribe |
| 97 | Equity Services Inc. | — | 0 | Subscribe | Subscribe | Subscribe |
| 96 | Finance 500 Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 95 | Financial Services International Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 94 | Financial Telesis Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 93 | First Allied Securities, Inc. | $35,586,076 | 0 | Subscribe | Subscribe | Subscribe |
| 92 | First Republic Securities Co. | — | — | Subscribe | Subscribe | Subscribe |
| 91 | Foothill Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 90 | Foresters Equity Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 89 | Fortune Financial Services, Inc. | $5,295,319 | 7 | Subscribe | Subscribe | Subscribe |
| 88 | Founders Financial | $29,928,571 | 24 | Subscribe | Subscribe | Subscribe |
| 87 | FSC Securities Corp. | $28,266,612 | 0 | Subscribe | Subscribe | Subscribe |
| 86 | GBS Financial Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 85 | Geneos Wealth Management Inc. | $41,007,299 | 105 | Subscribe | Subscribe | Subscribe |
| 84 | Grove Point Financial, LLC | — | 119 | Subscribe | Subscribe | Subscribe |
| 83 | Harbor Financial Services LLC | — | — | Subscribe | Subscribe | Subscribe |
| 82 | Harbour Investments Inc. | $28,881,857 | 32 | Subscribe | Subscribe | Subscribe |
| 81 | Hilltop Securities Independent Network Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 80 | Hornor, Townsend & Kent, LLC | $13,645,418 | 89 | Subscribe | Subscribe | Subscribe |
| 79 | Independent Financial Group, LLC | $25,732,833 | 90 | Subscribe | Subscribe | Subscribe |
| 78 | Infinity Financial Services | $7,923,083 | 4 | Subscribe | Subscribe | Subscribe |
| 77 | ING Advisor Network Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 76 | INVEST Financial Corp. | $24,870,532 | 0 | Subscribe | Subscribe | Subscribe |
| 75 | Investacorp Inc. | $23,357,664 | 91 | Subscribe | Subscribe | Subscribe |
| 74 | The Investment Center Inc. | $22,181,818 | 19 | Subscribe | Subscribe | Subscribe |
| 73 | Investment Centers of America Inc. | $36,168,426 | 86 | Subscribe | Subscribe | Subscribe |
| 72 | J.W. Cole Financial Inc. | $22,807,829 | 62 | Subscribe | Subscribe | Subscribe |
| 71 | Kalos Capital Inc. | — | 14 | Subscribe | Subscribe | Subscribe |
| 70 | Kestra Financial, Inc | $39,961,343 | 274 | Subscribe | Subscribe | Subscribe |
| 69 | KMS Financial Services, Inc. | $36,151,961 | 101 | Subscribe | Subscribe | Subscribe |
| 68 | Kovack Securities, Inc. | $18,359,400 | 63 | Subscribe | Subscribe | Subscribe |
| 67 | LaSalle St. Securities LLC | $2,459,016 | 30 | Subscribe | Subscribe | Subscribe |
| 66 | Leonard & Co. | — | — | Subscribe | Subscribe | Subscribe |
| 65 | LifeMark Securities Corp. | — | — | Subscribe | Subscribe | Subscribe |
| 64 | Lincoln Financial Network | $2,621,045 | 0 | Subscribe | Subscribe | Subscribe |
| 63 | Lincoln Investment Planning, LLC | $20,932,039 | 223 | Subscribe | Subscribe | Subscribe |
| 62 | LPL Financial LLC | $33,808,588 | 0 | Subscribe | Subscribe | Subscribe |
| 61 | M Holdings Securities Inc. (M Securities) | $39,378,384 | 76 | Subscribe | Subscribe | Subscribe |
| 60 | MetLife Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 59 | MML Investors Services, LLC | $14,736,771 | 0 | Subscribe | Subscribe | Subscribe |
| 58 | National Planning Corporation (NPC) | $30,910,453 | 180 | Subscribe | Subscribe | Subscribe |
| 57 | National Securities Corp. | $14,553,916 | 17 | Subscribe | Subscribe | Subscribe |
| 56 | Nations Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 55 | Nationwide Planning Associates, Inc. | $17,324,169 | 9 | Subscribe | Subscribe | Subscribe |
| 54 | New England Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 53 | NEXT Financial Group, Inc. | $22,930,668 | 72 | Subscribe | Subscribe | Subscribe |
| 52 | Northwestern Mutual | $18,571,013 | 970 | Subscribe | Subscribe | Subscribe |
| 51 | The O.N. Equity Sales Co. | $9,479,602 | 104 | Subscribe | Subscribe | Subscribe |
| 50 | Packerland Brokerage Services Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 49 | Park Avenue Securities LLC | — | — | Subscribe | Subscribe | Subscribe |
| 48 | Parkland Securities, LLC | $12,582,781 | 34 | Subscribe | Subscribe | Subscribe |
| 47 | PlanMember Securities Corp. | $15,150,230 | 49 | Subscribe | Subscribe | Subscribe |
| 46 | Principal Securities, Inc. | $14,010,506 | 0 | Subscribe | Subscribe | Subscribe |
| 45 | Prospera Financial Services Inc. | $45,462,727 | 20 | Subscribe | Subscribe | Subscribe |
| 44 | Protected Investors of America Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 43 | Quest Capital Strategies Inc. | — | 0 | Subscribe | Subscribe | Subscribe |
| 42 | Questar Capital Corp. | $18,210,878 | 36 | Subscribe | Subscribe | Subscribe |
| 41 | Quincy Cass Associates Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 40 | Raymond James Financial Services Inc. | $26,742,912 | 855 | Subscribe | Subscribe | Subscribe |
| 39 | Royal Alliance Associates Inc. | $30,822,054 | 0 | Subscribe | Subscribe | Subscribe |
| 38 | SA Stone | — | — | Subscribe | Subscribe | Subscribe |
| 37 | SagePoint Financial Inc. | $21,437,641 | 0 | Subscribe | Subscribe | Subscribe |
| 36 | SCF Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 35 | Schwab Independent Branch Services (Franchise) | — | — | Subscribe | Subscribe | Subscribe |
| 34 | Securian Financial Services Inc. | $25,743,594 | 198 | Subscribe | Subscribe | Subscribe |
| 33 | Securities America Inc. | $27,815,207 | 619 | Subscribe | Subscribe | Subscribe |
| 32 | Securities Management and Research | $1,844,340 | 8 | Subscribe | Subscribe | Subscribe |
| 31 | Securities Service Network LLC | $30,696,188 | 115 | Subscribe | Subscribe | Subscribe |
| 30 | Sigma Financial Corp. | $16,413,374 | 105 | Subscribe | Subscribe | Subscribe |
| 29 | Signator Investors Inc. | $21,540,699 | 305 | Subscribe | Subscribe | Subscribe |
| 28 | SII Investments Inc. | $35,424,927 | 0 | Subscribe | Subscribe | Subscribe |
| 27 | Spire Investment Partners LLC | — | 13 | Subscribe | Subscribe | Subscribe |
| 26 | St. Bernard Financial Services Inc. | $3,928,261 | 4 | Subscribe | Subscribe | Subscribe |
| 25 | The Strategic Financial Alliance Inc. | $27,204,068 | 50 | Subscribe | Subscribe | Subscribe |
| 24 | Summit Brokerage Services, Inc. | $23,106,061 | 0 | Subscribe | Subscribe | Subscribe |
| 23 | Synergy Investment Group | — | — | Subscribe | Subscribe | Subscribe |
| 22 | TFS Securities Inc. | $17,167,382 | 39 | Subscribe | Subscribe | Subscribe |
| 21 | The Leaders Group | — | — | Subscribe | Subscribe | Subscribe |
| 20 | Thurston Springer Miller Herd & Titak | — | — | Subscribe | Subscribe | Subscribe |
| 19 | Tower Square Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 18 | Transamerica Financial Advisors, Inc. | — | 0 | Subscribe | Subscribe | Subscribe |
| 17 | Triad Advisors, LLC | $29,937,028 | 204 | Subscribe | Subscribe | Subscribe |
| 16 | TriCor Financial LLC | — | — | Subscribe | Subscribe | Subscribe |
| 15 | Trustmont Financial Group Inc. | $14,637,903 | 39 | Subscribe | Subscribe | Subscribe |
| 14 | Trutoro | — | 1 | Subscribe | Subscribe | Subscribe |
| 13 | United Planners Financial Services | $21,678,394 | 92 | Subscribe | Subscribe | Subscribe |
| 12 | Vanderbilt Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 11 | vFinance Investments Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 10 | Voya Financial Advisors Inc. | $15,594,045 | 298 | Subscribe | Subscribe | Subscribe |
| 9 | Waddell & Reed Financial Advisors | $25,807,346 | 312 | Subscribe | Subscribe | Subscribe |
| 8 | Wall Street Access | — | — | Subscribe | Subscribe | Subscribe |
| 7 | Walnut Street Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 6 | Wells Fargo Advisors Financial Network | $66,451,368 | 0 | Subscribe | Subscribe | Subscribe |
| 5 | Williams Financial Group | — | — | Subscribe | Subscribe | Subscribe |
| 4 | Woodbury Financial Services | $24,292,049 | 0 | Subscribe | Subscribe | Subscribe |
| 3 | World Capital Brokerage, Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 2 | WRP Investments Inc. | — | — | Subscribe | Subscribe | Subscribe |
| 1 | Wunderlich Securities Inc. | — | — | Subscribe | Subscribe | Subscribe |
138 results found
Page 1 | 2 | 3 | 4 | 5 | 6 | View all
- Notes
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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