Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue | Fee revenue | Excess net capital ▼ | Operating expenses | |
|---|---|---|---|---|---|
| 26 | Concourse Financial Group Securities, Inc. | $117,123,444 | $39,071,888 | $3,432,969 | 0 |
| 27 | The O.N. Equity Sales Co. | $77,096,757 | $13,245,972 | $2,560,056 | $75,275,242 |
| 28 | Kovack Securities, Inc. | $79,347,000 | $35,746,560 | $2,250,000 | $74,655,600 |
| 29 | M Holdings Securities Inc. (M Securities) | $175,742,932 | $25,836,194 | $2,119,983 | $15,189,990 |
| 30 | Berthel Fisher & Co. Financial Services Inc. | $52,419,235 | $17,858,085 | $2,024,216 | $36,750,000 |
| 31 | LaSalle St. Securities LLC | $40,833,000 | $8,000,000 | $2,000,000 | $4,000,000 |
| 32 | Cambridge Investment Research, Inc. | $906,665,662 | $509,612,090 | $1,862,175 | $860,066,326 |
| 33 | Geneos Wealth Management Inc. | $132,288,399 | $98,751,679 | $1,107,267 | 0 |
| 34 | Founders Financial | $29,136,901 | $22,144,045 | $1,016,096 | $27,233,750 |
| 35 | Securities Management and Research | $5,900,021 | $1,517,991 | $937,998 | $3,076,435 |
| 36 | The Investment Center Inc. | $56,702,206 | $23,788,089 | $932,000 | $54,847,473 |
| 37 | Arkadios Capital | $13,000,000 | $3,500,000 | $900,000 | $10,600,000 |
| 38 | CFD Investments Inc. | $31,198,973 | $12,685,490 | $519,669 | $18,486,216 |
| 39 | Packerland Brokerage Services Inc. | $23,665,120 | $5,152,735 | $514,787 | $2,772,317 |
| 40 | Nationwide Planning Associates, Inc. | $19,049,094 | $4,443,440 | $508,606 | $14,606,165 |
| 41 | The Leaders Group | $72,532,054 | 0 | $407,996 | $71,114,992 |
| 42 | Harbour Investments Inc. | $54,914,000 | $24,080,000 | $367,000 | $54,000,000 |
| 43 | Arete Wealth | $30,085,805 | $10,362,588 | $275,000 | $26,318,330 |
| 44 | Trutoro | $973,829 | $544,918 | $26,802 | $1,008,332 |
| 45 | Cetera Advisors | $367,399,446 | $164,802,162 | 0 | 0 |
| 46 | MML Investors Services, LLC | $1,126,611,001 | $443,746,613 | 0 | 0 |
| 47 | Hornor, Townsend & Kent, LLC | $124,165,295 | $37,500,000 | 0 | 0 |
| 48 | Parkland Securities, LLC | $63,395,514 | $16,864,055 | 0 | 0 |
| 49 | Spire Investment Partners LLC | $33,458,313 | $23,905,551 | 0 | 0 |
| 50 | Kestra Financial, Inc | $549,198,316 | $303,041,167 | 0 | 0 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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