Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue | Fee revenue ▼ | Excess net capital | Operating expenses | |
|---|---|---|---|---|---|
| 1 | LPL Financial LLC | $5,188,400,000 | $2,766,008,000 | $100,100,000 | $4,470,740,342 |
| 2 | Ameriprise Financial Services, LLC | $4,804,002,854 | $2,638,804,784 | 0 | 0 |
| 3 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $1,425,306,063 | $976,195,820 | $69,487,433 | 0 |
| 4 | Northwestern Mutual | $1,219,479,000 | $786,939,000 | $31,276,869 | 0 |
| 5 | Cambridge Investment Research, Inc. | $906,665,662 | $509,612,090 | $1,862,175 | $860,066,326 |
| 6 | MML Investors Services, LLC | $1,126,611,001 | $443,746,613 | 0 | 0 |
| 7 | Kestra Financial, Inc | $549,198,316 | $303,041,167 | 0 | 0 |
| 8 | Securities America Inc. | $700,700,000 | $299,300,000 | $8,900,000 | 0 |
| 9 | Waddell & Reed Financial Advisors | $522,793,569 | $259,863,842 | $56,859,000 | 0 |
| 10 | Royal Alliance Associates Inc. | $603,933,811 | $255,654,198 | 0 | $82,882,692 |
| 11 | Cetera Advisor Networks | $619,547,036 | $247,597,408 | 0 | 0 |
| 12 | Equitable Advisors, LLC | $913,766,249 | $237,451,393 | $17,474,857 | $839,351,631 |
| 13 | Lincoln Financial Network | $782,425,686 | $217,746,816 | 0 | 0 |
| 14 | Lincoln Investment Planning, LLC | $336,840,000 | $199,932,000 | $18,420,000 | $79,102,299 |
| 15 | Voya Financial Advisors Inc. | $458,805,517 | $170,595,490 | $48,736,249 | 0 |
| 16 | Cetera Advisors | $367,399,446 | $164,802,162 | 0 | 0 |
| 17 | Avantax Investment Services, Inc. | $373,173,600 | $164,353,527 | $3,665,758 | $68,071,711 |
| 18 | SagePoint Financial Inc. | $405,712,335 | $136,968,012 | 0 | $60,443,995 |
| 19 | Securian Financial Services Inc. | $368,628,320 | $136,120,961 | 0 | 0 |
| 20 | Triad Advisors, LLC | $132,133,009 | $124,065,940 | $7,265,876 | 0 |
| 21 | American Portfolios Financial Services Inc. | $218,210,687 | $109,063,912 | $9,800,000 | $27,369,348 |
| 22 | FSC Securities Corp. | $305,578,221 | $108,596,387 | 0 | $46,959,453 |
| 23 | Geneos Wealth Management Inc. | $132,288,399 | $98,751,679 | $1,107,267 | 0 |
| 24 | Woodbury Financial Services | $373,562,068 | $97,583,809 | 0 | $61,341,896 |
| 25 | Park Avenue Securities LLC | $213,712,000 | $87,087,000 | 0 | 0 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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