Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue | Fee revenue ▲ | Excess net capital | Operating expenses | |
|---|---|---|---|---|---|
| 138 | St. Bernard Financial Services Inc. | 0 | 0 | 0 | 0 |
| 137 | The Leaders Group | $72,532,054 | 0 | $407,996 | $71,114,992 |
| 136 | Raymond James Financial Services Inc. | $2,451,920,931 | 0 | $33,143,000 | 0 |
| 135 | World Capital Brokerage, Inc. | $2,500,000 | 0 | 0 | 0 |
| 134 | Trustmont Financial Group Inc. | 0 | 0 | 0 | 0 |
| 133 | Fortune Financial Services, Inc. | $19,629,452 | 0 | 0 | 0 |
| 132 | Alden Investment Group | $1,694,232 | $43,692 | — | — |
| 131 | Trutoro | $973,829 | $544,918 | $26,802 | $1,008,332 |
| 130 | Securities Management and Research | $5,900,021 | $1,517,991 | $937,998 | $3,076,435 |
| 129 | Arkadios Capital | $13,000,000 | $3,500,000 | $900,000 | $10,600,000 |
| 128 | Nationwide Planning Associates, Inc. | $19,049,094 | $4,443,440 | $508,606 | $14,606,165 |
| 127 | Packerland Brokerage Services Inc. | $23,665,120 | $5,152,735 | $514,787 | $2,772,317 |
| 126 | LaSalle St. Securities LLC | $40,833,000 | $8,000,000 | $2,000,000 | $4,000,000 |
| 125 | Kalos Capital Inc. | $32,066,600 | $8,044,031 | 0 | 0 |
| 124 | Arete Wealth | $30,085,805 | $10,362,588 | $275,000 | $26,318,330 |
| 123 | CFD Investments Inc. | $31,198,973 | $12,685,490 | $519,669 | $18,486,216 |
| 122 | The O.N. Equity Sales Co. | $77,096,757 | $13,245,972 | $2,560,056 | $75,275,242 |
| 121 | Crown Capital Securities L.P. | $50,921,253 | $15,935,800 | $3,593,179 | 0 |
| 120 | Transamerica Financial Advisors, Inc. | $109,330,863 | $16,805,778 | $10,203,306 | $25,992,515 |
| 119 | Parkland Securities, LLC | $63,395,514 | $16,864,055 | 0 | 0 |
| 118 | Berthel Fisher & Co. Financial Services Inc. | $52,419,235 | $17,858,085 | $2,024,216 | $36,750,000 |
| 117 | Equity Services Inc. | $53,800,000 | $18,000,000 | 0 | 0 |
| 116 | Founders Financial | $29,136,901 | $22,144,045 | $1,016,096 | $27,233,750 |
| 115 | The Investment Center Inc. | $56,702,206 | $23,788,089 | $932,000 | $54,847,473 |
| 114 | Spire Investment Partners LLC | $33,458,313 | $23,905,551 | 0 | 0 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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