Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
Firm | Total revenue | Fee revenue | Excess net capital | Operating expenses ▼ | |
---|---|---|---|---|---|
1 | LPL Financial LLC | $5,188,400,000 | $2,766,008,000 | $100,100,000 | $4,470,740,342 |
2 | Cambridge Investment Research, Inc. | $906,665,662 | $509,612,090 | $1,862,175 | $860,066,326 |
3 | Equitable Advisors, LLC | $913,766,249 | $237,451,393 | $17,474,857 | $839,351,631 |
4 | United Planners Financial Services | $131,918,119 | $76,594,825 | $5,108,857 | $124,993,813 |
5 | KMS Financial Services, Inc. | $122,780,641 | $60,795,192 | $7,128,658 | $117,203,696 |
6 | Investacorp Inc. | $104,683,443 | $28,116,000 | $9,236,000 | $96,601,000 |
7 | Royal Alliance Associates Inc. | $603,933,811 | $255,654,198 | 0 | $82,882,692 |
8 | Lincoln Investment Planning, LLC | $336,840,000 | $199,932,000 | $18,420,000 | $79,102,299 |
9 | The O.N. Equity Sales Co. | $77,096,757 | $13,245,972 | $2,560,056 | $75,275,242 |
10 | Kovack Securities, Inc. | $79,347,000 | $35,746,560 | $2,250,000 | $74,655,600 |
11 | The Leaders Group | $72,532,054 | 0 | $407,996 | $71,114,992 |
12 | Avantax Investment Services, Inc. | $373,173,600 | $164,353,527 | $3,665,758 | $68,071,711 |
13 | Woodbury Financial Services | $373,562,068 | $97,583,809 | 0 | $61,341,896 |
14 | SagePoint Financial Inc. | $405,712,335 | $136,968,012 | 0 | $60,443,995 |
15 | The Investment Center Inc. | $56,702,206 | $23,788,089 | $932,000 | $54,847,473 |
16 | Harbour Investments Inc. | $54,914,000 | $24,080,000 | $367,000 | $54,000,000 |
17 | FSC Securities Corp. | $305,578,221 | $108,596,387 | 0 | $46,959,453 |
18 | Berthel Fisher & Co. Financial Services Inc. | $52,419,235 | $17,858,085 | $2,024,216 | $36,750,000 |
19 | American Portfolios Financial Services Inc. | $218,210,687 | $109,063,912 | $9,800,000 | $27,369,348 |
20 | Founders Financial | $29,136,901 | $22,144,045 | $1,016,096 | $27,233,750 |
21 | Arete Wealth | $30,085,805 | $10,362,588 | $275,000 | $26,318,330 |
22 | Transamerica Financial Advisors, Inc. | $109,330,863 | $16,805,778 | $10,203,306 | $25,992,515 |
23 | Ameritas Investment Company/Ameritas Advisory Services | $139,100,000 | $47,400,000 | $6,280,864 | $20,500,000 |
24 | CFD Investments Inc. | $31,198,973 | $12,685,490 | $519,669 | $18,486,216 |
25 | M Holdings Securities Inc. (M Securities) | $175,742,932 | $25,836,194 | $2,119,983 | $15,189,990 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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