Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue | Fee revenue | Excess net capital | Operating expenses ▼ | |
|---|---|---|---|---|---|
| 26 | Nationwide Planning Associates, Inc. | $19,049,094 | $4,443,440 | $508,606 | $14,606,165 |
| 27 | Prospera Financial Services Inc. | $54,156,438 | $26,514,253 | $7,696,516 | $14,603,953 |
| 28 | Arkadios Capital | $13,000,000 | $3,500,000 | $900,000 | $10,600,000 |
| 29 | J.W. Cole Financial Inc. | $121,435,444 | $40,715,794 | $4,490,243 | $9,789,324 |
| 30 | LaSalle St. Securities LLC | $40,833,000 | $8,000,000 | $2,000,000 | $4,000,000 |
| 31 | Securities Management and Research | $5,900,021 | $1,517,991 | $937,998 | $3,076,435 |
| 32 | Packerland Brokerage Services Inc. | $23,665,120 | $5,152,735 | $514,787 | $2,772,317 |
| 33 | Trutoro | $973,829 | $544,918 | $26,802 | $1,008,332 |
| 34 | Cetera Advisor Networks | $619,547,036 | $247,597,408 | 0 | 0 |
| 35 | Voya Financial Advisors Inc. | $458,805,517 | $170,595,490 | $48,736,249 | 0 |
| 36 | Summit Brokerage Services, Inc. | $152,766,802 | $48,553,908 | 0 | 0 |
| 37 | Waddell & Reed Financial Advisors | $522,793,569 | $259,863,842 | $56,859,000 | 0 |
| 38 | Independent Financial Group, LLC | $174,207,800 | $73,559,400 | 0 | 0 |
| 39 | Cetera Advisors | $367,399,446 | $164,802,162 | 0 | 0 |
| 40 | Centaurus Financial, Inc. | $155,849,550 | $41,403,277 | $16,935,781 | 0 |
| 41 | MML Investors Services, LLC | $1,126,611,001 | $443,746,613 | 0 | 0 |
| 42 | Hornor, Townsend & Kent, LLC | $124,165,295 | $37,500,000 | 0 | 0 |
| 43 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $1,425,306,063 | $976,195,820 | $69,487,433 | 0 |
| 44 | Parkland Securities, LLC | $63,395,514 | $16,864,055 | 0 | 0 |
| 45 | Spire Investment Partners LLC | $33,458,313 | $23,905,551 | 0 | 0 |
| 46 | Crown Capital Securities L.P. | $50,921,253 | $15,935,800 | $3,593,179 | 0 |
| 47 | Kestra Financial, Inc | $549,198,316 | $303,041,167 | 0 | 0 |
| 48 | Cetera Financial Institutions | $340,713,456 | $48,368,083 | 0 | 0 |
| 49 | PlanMember Securities Corp. | $97,311,000 | $71,573,000 | $5,100,000 | 0 |
| 50 | Principal Securities, Inc. | $316,187,460 | $80,468,487 | $11,382,094 | 0 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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