Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenueFee revenueExcess net capitalOperating expenses ▲
138Cetera Advisors$367,399,446$164,802,16200
137Parkland Securities, LLC$63,395,514$16,864,05500
136Spire Investment Partners LLC$33,458,313$23,905,55100
135Crown Capital Securities L.P.$50,921,253$15,935,800$3,593,1790
134Kestra Financial, Inc$549,198,316$303,041,16700
133Cetera Financial Institutions$340,713,456$48,368,08300
132PlanMember Securities Corp.$97,311,000$71,573,000$5,100,0000
131Principal Securities, Inc. $316,187,460$80,468,487$11,382,0940
130Concourse Financial Group Securities, Inc.$117,123,444$39,071,888$3,432,9690
129Equity Services Inc. $53,800,000$18,000,00000
128Trustmont Financial Group Inc.0000
127Securities America Inc.$700,700,000$299,300,000$8,900,0000
126Securities Service Network LLC$100,445,000$35,994,000$8,684,0000
125Sigma Financial Corp.$117,498,872$44,609,18500
124First Allied Securities, Inc.$239,977,492$79,357,65400
123Cetera Financial Specialists$157,742,605$78,914,30500
122Raymond James Financial Services Inc.$2,451,920,9310$33,143,0000
121Triad Advisors, LLC$132,133,009$124,065,940$7,265,8760
120Kalos Capital Inc.$32,066,600$8,044,03100
119Fortune Financial Services, Inc.$19,629,452000
118Geneos Wealth Management Inc.$132,288,399$98,751,679$1,107,2670
117St. Bernard Financial Services Inc.0000
116World Capital Brokerage, Inc.$2,500,000000
115Northwestern Mutual $1,219,479,000$786,939,000$31,276,8690
114Lincoln Financial Network$782,425,686$217,746,81600
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138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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