Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenueFee revenue ▼Excess net capitalOperating expenses
51Equity Services Inc. $53,800,000$18,000,00000
52Berthel Fisher & Co. Financial Services Inc.$52,419,235$17,858,085$2,024,216$36,750,000
53Parkland Securities, LLC$63,395,514$16,864,05500
54Transamerica Financial Advisors, Inc.$109,330,863$16,805,778$10,203,306$25,992,515
55Crown Capital Securities L.P.$50,921,253$15,935,800$3,593,1790
56The O.N. Equity Sales Co.$77,096,757$13,245,972$2,560,056$75,275,242
57CFD Investments Inc.$31,198,973$12,685,490$519,669$18,486,216
58Arete Wealth$30,085,805$10,362,588$275,000$26,318,330
59Kalos Capital Inc.$32,066,600$8,044,03100
60LaSalle St. Securities LLC$40,833,000$8,000,000$2,000,000$4,000,000
61Packerland Brokerage Services Inc.$23,665,120$5,152,735$514,787$2,772,317
62Nationwide Planning Associates, Inc.$19,049,094$4,443,440$508,606$14,606,165
63Arkadios Capital$13,000,000$3,500,000$900,000$10,600,000
64Securities Management and Research$5,900,021$1,517,991$937,998$3,076,435
65Trutoro$973,829$544,918$26,802$1,008,332
66Alden Investment Group$1,694,232$43,692——
67Fortune Financial Services, Inc.$19,629,452000
68The Leaders Group$72,532,0540$407,996$71,114,992
69World Capital Brokerage, Inc.$2,500,000000
70Trustmont Financial Group Inc.0000
71St. Bernard Financial Services Inc.0000
72Raymond James Financial Services Inc.$2,451,920,9310$33,143,0000
73Nations Financial Group————
74BCG Securities, Inc.————
75Broker Dealer Financial Services Corp.————
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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