Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenueFee revenueExcess net capital ▲Operating expenses
138Cetera Advisors$367,399,446$164,802,16200
137MML Investors Services, LLC$1,126,611,001$443,746,61300
136Hornor, Townsend & Kent, LLC$124,165,295$37,500,00000
135Parkland Securities, LLC$63,395,514$16,864,05500
134Spire Investment Partners LLC$33,458,313$23,905,55100
133Kestra Financial, Inc$549,198,316$303,041,16700
132Cetera Financial Institutions$340,713,456$48,368,08300
131SagePoint Financial Inc.$405,712,335$136,968,0120$60,443,995
130FSC Securities Corp.$305,578,221$108,596,3870$46,959,453
129Equity Services Inc. $53,800,000$18,000,00000
128Trustmont Financial Group Inc.0000
127Sigma Financial Corp.$117,498,872$44,609,18500
126First Allied Securities, Inc.$239,977,492$79,357,65400
125Cetera Financial Specialists$157,742,605$78,914,30500
124Kalos Capital Inc.$32,066,600$8,044,03100
123Fortune Financial Services, Inc.$19,629,452000
122St. Bernard Financial Services Inc.0000
121Woodbury Financial Services$373,562,068$97,583,8090$61,341,896
120World Capital Brokerage, Inc.$2,500,000000
119Lincoln Financial Network$782,425,686$217,746,81600
118Ameriprise Financial Services, LLC$4,804,002,854$2,638,804,78400
117Park Avenue Securities LLC$213,712,000$87,087,00000
116Securian Financial Services Inc.$368,628,320$136,120,96100
115Cetera Advisor Networks$619,547,036$247,597,40800
114Royal Alliance Associates Inc.$603,933,811$255,654,1980$82,882,692
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138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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