Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue ▲ | Fee revenue | Excess net capital | Operating expenses | |
|---|---|---|---|---|---|
| 113 | Kovack Securities, Inc. | $79,347,000 | $35,746,560 | $2,250,000 | $74,655,600 |
| 112 | PlanMember Securities Corp. | $97,311,000 | $71,573,000 | $5,100,000 | 0 |
| 111 | Securities Service Network LLC | $100,445,000 | $35,994,000 | $8,684,000 | 0 |
| 110 | Investacorp Inc. | $104,683,443 | $28,116,000 | $9,236,000 | $96,601,000 |
| 109 | Transamerica Financial Advisors, Inc. | $109,330,863 | $16,805,778 | $10,203,306 | $25,992,515 |
| 108 | Grove Point Financial, LLC | $116,887,423 | $35,232,244 | $6,646,199 | 0 |
| 107 | Concourse Financial Group Securities, Inc. | $117,123,444 | $39,071,888 | $3,432,969 | 0 |
| 106 | Sigma Financial Corp. | $117,498,872 | $44,609,185 | 0 | 0 |
| 105 | J.W. Cole Financial Inc. | $121,435,444 | $40,715,794 | $4,490,243 | $9,789,324 |
| 104 | KMS Financial Services, Inc. | $122,780,641 | $60,795,192 | $7,128,658 | $117,203,696 |
| 103 | Hornor, Townsend & Kent, LLC | $124,165,295 | $37,500,000 | 0 | 0 |
| 102 | United Planners Financial Services | $131,918,119 | $76,594,825 | $5,108,857 | $124,993,813 |
| 101 | Triad Advisors, LLC | $132,133,009 | $124,065,940 | $7,265,876 | 0 |
| 100 | Geneos Wealth Management Inc. | $132,288,399 | $98,751,679 | $1,107,267 | 0 |
| 99 | Ameritas Investment Company/Ameritas Advisory Services | $139,100,000 | $47,400,000 | $6,280,864 | $20,500,000 |
| 98 | Summit Brokerage Services, Inc. | $152,766,802 | $48,553,908 | 0 | 0 |
| 97 | Centaurus Financial, Inc. | $155,849,550 | $41,403,277 | $16,935,781 | 0 |
| 96 | Cetera Financial Specialists | $157,742,605 | $78,914,305 | 0 | 0 |
| 95 | Independent Financial Group, LLC | $174,207,800 | $73,559,400 | 0 | 0 |
| 94 | M Holdings Securities Inc. (M Securities) | $175,742,932 | $25,836,194 | $2,119,983 | $15,189,990 |
| 93 | Park Avenue Securities LLC | $213,712,000 | $87,087,000 | 0 | 0 |
| 92 | American Portfolios Financial Services Inc. | $218,210,687 | $109,063,912 | $9,800,000 | $27,369,348 |
| 91 | First Allied Securities, Inc. | $239,977,492 | $79,357,654 | 0 | 0 |
| 90 | FSC Securities Corp. | $305,578,221 | $108,596,387 | 0 | $46,959,453 |
| 89 | Principal Securities, Inc. | $316,187,460 | $80,468,487 | $11,382,094 | 0 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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