Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue ▲ | Fee revenue | Excess net capital | Operating expenses | |
|---|---|---|---|---|---|
| 88 | Lincoln Investment Planning, LLC | $336,840,000 | $199,932,000 | $18,420,000 | $79,102,299 |
| 87 | Cetera Financial Institutions | $340,713,456 | $48,368,083 | 0 | 0 |
| 86 | Cetera Advisors | $367,399,446 | $164,802,162 | 0 | 0 |
| 85 | Securian Financial Services Inc. | $368,628,320 | $136,120,961 | 0 | 0 |
| 84 | Avantax Investment Services, Inc. | $373,173,600 | $164,353,527 | $3,665,758 | $68,071,711 |
| 83 | Woodbury Financial Services | $373,562,068 | $97,583,809 | 0 | $61,341,896 |
| 82 | SagePoint Financial Inc. | $405,712,335 | $136,968,012 | 0 | $60,443,995 |
| 81 | Voya Financial Advisors Inc. | $458,805,517 | $170,595,490 | $48,736,249 | 0 |
| 80 | Waddell & Reed Financial Advisors | $522,793,569 | $259,863,842 | $56,859,000 | 0 |
| 79 | Kestra Financial, Inc | $549,198,316 | $303,041,167 | 0 | 0 |
| 78 | Royal Alliance Associates Inc. | $603,933,811 | $255,654,198 | 0 | $82,882,692 |
| 77 | Cetera Advisor Networks | $619,547,036 | $247,597,408 | 0 | 0 |
| 76 | Securities America Inc. | $700,700,000 | $299,300,000 | $8,900,000 | 0 |
| 75 | Lincoln Financial Network | $782,425,686 | $217,746,816 | 0 | 0 |
| 74 | Cambridge Investment Research, Inc. | $906,665,662 | $509,612,090 | $1,862,175 | $860,066,326 |
| 73 | Equitable Advisors, LLC | $913,766,249 | $237,451,393 | $17,474,857 | $839,351,631 |
| 72 | MML Investors Services, LLC | $1,126,611,001 | $443,746,613 | 0 | 0 |
| 71 | Northwestern Mutual | $1,219,479,000 | $786,939,000 | $31,276,869 | 0 |
| 70 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $1,425,306,063 | $976,195,820 | $69,487,433 | 0 |
| 69 | Raymond James Financial Services Inc. | $2,451,920,931 | 0 | $33,143,000 | 0 |
| 68 | Ameriprise Financial Services, LLC | $4,804,002,854 | $2,638,804,784 | 0 | 0 |
| 67 | LPL Financial LLC | $5,188,400,000 | $2,766,008,000 | $100,100,000 | $4,470,740,342 |
| 66 | Nations Financial Group | — | — | — | — |
| 65 | BCG Securities, Inc. | — | — | — | — |
| 64 | Broker Dealer Financial Services Corp. | — | — | — | — |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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