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Year
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Revenue
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▲Fee revenueExcess net capitalOperating expenses
138St. Bernard Financial Services Inc.0000
137Trustmont Financial Group Inc.0000
136Trutoro$973,829$544,918$26,802$1,008,332
135Alden Investment Group$1,694,232$43,692
134World Capital Brokerage, Inc.$2,500,000000
133Securities Management and Research$5,900,021$1,517,991$937,998$3,076,435
132Arkadios Capital$13,000,000$3,500,000$900,000$10,600,000
131Nationwide Planning Associates, Inc.$19,049,094$4,443,440$508,606$14,606,165
130Fortune Financial Services, Inc.$19,629,452000
129Packerland Brokerage Services Inc.$23,665,120$5,152,735$514,787$2,772,317
128Founders Financial$29,136,901$22,144,045$1,016,096$27,233,750
127Arete Wealth$30,085,805$10,362,588$275,000$26,318,330
126CFD Investments Inc.$31,198,973$12,685,490$519,669$18,486,216
125Kalos Capital Inc.$32,066,600$8,044,03100
124Spire Investment Partners LLC$33,458,313$23,905,55100
123LaSalle St. Securities LLC$40,833,000$8,000,000$2,000,000$4,000,000
122Crown Capital Securities L.P.$50,921,253$15,935,800$3,593,1790
121Berthel Fisher & Co. Financial Services Inc.$52,419,235$17,858,085$2,024,216$36,750,000
120Equity Services Inc. $53,800,000$18,000,00000
119Prospera Financial Services Inc.$54,156,438$26,514,253$7,696,516$14,603,953
118Harbour Investments Inc.$54,914,000$24,080,000$367,000$54,000,000
117The Investment Center Inc.$56,702,206$23,788,089$932,000$54,847,473
116Parkland Securities, LLC$63,395,514$16,864,05500
115The Leaders Group$72,532,0540$407,996$71,114,992
114The O.N. Equity Sales Co.$77,096,757$13,245,972$2,560,056$75,275,242
113Kovack Securities, Inc.$79,347,000$35,746,560$2,250,000$74,655,600
112PlanMember Securities Corp.$97,311,000$71,573,000$5,100,0000
111Securities Service Network LLC$100,445,000$35,994,000$8,684,0000
110Investacorp Inc.$104,683,443$28,116,000$9,236,000$96,601,000
109Transamerica Financial Advisors, Inc.$109,330,863$16,805,778$10,203,306$25,992,515
108Grove Point Financial, LLC$116,887,423$35,232,244$6,646,1990
107Concourse Financial Group Securities, Inc.$117,123,444$39,071,888$3,432,9690
106Sigma Financial Corp.$117,498,872$44,609,18500
105J.W. Cole Financial Inc.$121,435,444$40,715,794$4,490,243$9,789,324
104KMS Financial Services, Inc.$122,780,641$60,795,192$7,128,658$117,203,696
103Hornor, Townsend & Kent, LLC$124,165,295$37,500,00000
102United Planners Financial Services$131,918,119$76,594,825$5,108,857$124,993,813
101Triad Advisors, LLC$132,133,009$124,065,940$7,265,8760
100Geneos Wealth Management Inc.$132,288,399$98,751,679$1,107,2670
99Ameritas Investment Company/Ameritas Advisory Services$139,100,000$47,400,000$6,280,864$20,500,000
98Summit Brokerage Services, Inc.$152,766,802$48,553,90800
97Centaurus Financial, Inc.$155,849,550$41,403,277$16,935,7810
96Cetera Financial Specialists$157,742,605$78,914,30500
95Independent Financial Group, LLC$174,207,800$73,559,40000
94M Holdings Securities Inc. (M Securities)$175,742,932$25,836,194$2,119,983$15,189,990
93Park Avenue Securities LLC$213,712,000$87,087,00000
92American Portfolios Financial Services Inc.$218,210,687$109,063,912$9,800,000$27,369,348
91First Allied Securities, Inc.$239,977,492$79,357,65400
90FSC Securities Corp.$305,578,221$108,596,3870$46,959,453
89Principal Securities, Inc. $316,187,460$80,468,487$11,382,0940
88Lincoln Investment Planning, LLC$336,840,000$199,932,000$18,420,000$79,102,299
87Cetera Financial Institutions$340,713,456$48,368,08300
86Cetera Advisors$367,399,446$164,802,16200
85Securian Financial Services Inc.$368,628,320$136,120,96100
84Avantax Investment Services, Inc.$373,173,600$164,353,527$3,665,758$68,071,711
83Woodbury Financial Services$373,562,068$97,583,8090$61,341,896
82SagePoint Financial Inc.$405,712,335$136,968,0120$60,443,995
81Voya Financial Advisors Inc.$458,805,517$170,595,490$48,736,2490
80Waddell & Reed Financial Advisors$522,793,569$259,863,842$56,859,0000
79Kestra Financial, Inc$549,198,316$303,041,16700
78Royal Alliance Associates Inc.$603,933,811$255,654,1980$82,882,692
77Cetera Advisor Networks$619,547,036$247,597,40800
76Securities America Inc.$700,700,000$299,300,000$8,900,0000
75Lincoln Financial Network$782,425,686$217,746,81600
74Cambridge Investment Research, Inc.$906,665,662$509,612,090$1,862,175$860,066,326
73Equitable Advisors, LLC$913,766,249$237,451,393$17,474,857$839,351,631
72MML Investors Services, LLC$1,126,611,001$443,746,61300
71Northwestern Mutual $1,219,479,000$786,939,000$31,276,8690
70Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,425,306,063$976,195,820$69,487,4330
69Raymond James Financial Services Inc.$2,451,920,9310$33,143,0000
68Ameriprise Financial Services, LLC$4,804,002,854$2,638,804,78400
67LPL Financial LLC$5,188,400,000$2,766,008,000$100,100,000$4,470,740,342
66Nations Financial Group
65BCG Securities, Inc.
64Broker Dealer Financial Services Corp.
63Cadaret, Grant & Co. Inc.
62Capital Analysts Inc.
61Century Securities Associates Inc.
60Coordinated Capital Securities Inc.
59Correll Co. Investment Services Corp.
58Cutter & Company, Inc.
57GBS Financial Corp.
56ING Advisor Network Inc.
55INVEST Financial Corp.
54Investment Centers of America Inc.
53National Planning Corporation (NPC)
52SII Investments Inc.
51NEXT Financial Group, Inc.
50Protected Investors of America Inc.
49Signator Investors Inc.
48Questar Capital Corp.
47Wells Fargo Advisors Financial Network
46WRP Investments Inc.
45Wunderlich Securities Inc.
44LifeMark Securities Corp.
43Bolton Global Capital
42Hilltop Securities Independent Network Inc.
41Synergy Investment Group
40Leonard & Co.
39MetLife Inc.
38New England Securities Inc.
37Tower Square Securities Inc.
36Walnut Street Securities Inc.
35Foothill Securities Inc.
34Quest Capital Strategies Inc.
33Capital Investment Co.
32National Securities Corp.
31vFinance Investments Inc.
30Wall Street Access
29Cantella & Co. Inc.
28TFS Securities Inc.
27SA Stone
26Financial Telesis Inc.
25First Republic Securities Co.
24Financial Services International Corp.
23Quincy Cass Associates Inc.
22D.A. Davidson & Co.
21Williams Financial Group
20Finance 500 Inc.
19Foresters Equity Services Inc.
18CUNA Brokerage Services Inc.
17Ausdal Financial Partners
16SCF Securities Inc.
15Harbor Financial Services LLC
14TriCor Financial LLC
13Calton & Associates Inc.
12Bernardi Securities Inc.
11Allstate Financial Services LLC
10The Strategic Financial Alliance Inc.
9Infinity Financial Services
8Schwab Independent Branch Services (Franchise)
7Edward Jones
6David A. Noyes & Company
5Thurston Springer Miller Herd & Titak
4Vanderbilt Financial Group
3Advisor Group
2Atria Wealth Solutions
1CoastalOne

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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