Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm ▼ Total revenueFee revenueExcess net capitalOperating expenses
38SA Stone————
37SagePoint Financial Inc.$405,712,335$136,968,0120$60,443,995
36SCF Securities Inc.————
35Schwab Independent Branch Services (Franchise)————
34Securian Financial Services Inc.$368,628,320$136,120,96100
33Securities America Inc.$700,700,000$299,300,000$8,900,0000
32Securities Management and Research$5,900,021$1,517,991$937,998$3,076,435
31Securities Service Network LLC$100,445,000$35,994,000$8,684,0000
30Sigma Financial Corp.$117,498,872$44,609,18500
29Signator Investors Inc.————
28SII Investments Inc.————
27Spire Investment Partners LLC$33,458,313$23,905,55100
26St. Bernard Financial Services Inc.0000
25The Strategic Financial Alliance Inc.————
24Summit Brokerage Services, Inc.$152,766,802$48,553,90800
23Synergy Investment Group————
22TFS Securities Inc.————
21The Leaders Group$72,532,0540$407,996$71,114,992
20Thurston Springer Miller Herd & Titak————
19Tower Square Securities Inc.————
18Transamerica Financial Advisors, Inc.$109,330,863$16,805,778$10,203,306$25,992,515
17Triad Advisors, LLC$132,133,009$124,065,940$7,265,8760
16TriCor Financial LLC————
15Trustmont Financial Group Inc.0000
14Trutoro$973,829$544,918$26,802$1,008,332
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.