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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenueFee revenueExcess net capitalOperating expenses
138Advisor Group
137Alden Investment Group$1,694,232$43,692
136Allstate Financial Services LLC
135American Portfolios Financial Services Inc.$218,210,687$109,063,912$9,800,000$27,369,348
134Ameriprise Financial Services, LLC$4,804,002,854$2,638,804,78400
133Ameritas Investment Company/Ameritas Advisory Services$139,100,000$47,400,000$6,280,864$20,500,000
132Arete Wealth$30,085,805$10,362,588$275,000$26,318,330
131Arkadios Capital$13,000,000$3,500,000$900,000$10,600,000
130Atria Wealth Solutions
129Ausdal Financial Partners
128Avantax Investment Services, Inc.$373,173,600$164,353,527$3,665,758$68,071,711
127BCG Securities, Inc.
126Bernardi Securities Inc.
125Berthel Fisher & Co. Financial Services Inc.$52,419,235$17,858,085$2,024,216$36,750,000
124Bolton Global Capital
123Broker Dealer Financial Services Corp.
122Cadaret, Grant & Co. Inc.
121Calton & Associates Inc.
120Cambridge Investment Research, Inc.$906,665,662$509,612,090$1,862,175$860,066,326
119Cantella & Co. Inc.
118Capital Analysts Inc.
117Capital Investment Co.
116Centaurus Financial, Inc.$155,849,550$41,403,277$16,935,7810
115Century Securities Associates Inc.
114Cetera Advisor Networks$619,547,036$247,597,40800
113Cetera Advisors$367,399,446$164,802,16200
112Cetera Financial Institutions$340,713,456$48,368,08300
111Cetera Financial Specialists$157,742,605$78,914,30500
110CFD Investments Inc.$31,198,973$12,685,490$519,669$18,486,216
109CoastalOne
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,425,306,063$976,195,820$69,487,4330
107Concourse Financial Group Securities, Inc.$117,123,444$39,071,888$3,432,9690
106Coordinated Capital Securities Inc.
105Correll Co. Investment Services Corp.
104Crown Capital Securities L.P.$50,921,253$15,935,800$3,593,1790
103CUNA Brokerage Services Inc.
102Cutter & Company, Inc.
101D.A. Davidson & Co.
100David A. Noyes & Company
99Edward Jones
98Equitable Advisors, LLC$913,766,249$237,451,393$17,474,857$839,351,631
97Equity Services Inc. $53,800,000$18,000,00000
96Finance 500 Inc.
95Financial Services International Corp.
94Financial Telesis Inc.
93First Allied Securities, Inc.$239,977,492$79,357,65400
92First Republic Securities Co.
91Foothill Securities Inc.
90Foresters Equity Services Inc.
89Fortune Financial Services, Inc.$19,629,452000
88Founders Financial$29,136,901$22,144,045$1,016,096$27,233,750
87FSC Securities Corp.$305,578,221$108,596,3870$46,959,453
86GBS Financial Corp.
85Geneos Wealth Management Inc.$132,288,399$98,751,679$1,107,2670
84Grove Point Financial, LLC$116,887,423$35,232,244$6,646,1990
83Harbor Financial Services LLC
82Harbour Investments Inc.$54,914,000$24,080,000$367,000$54,000,000
81Hilltop Securities Independent Network Inc.
80Hornor, Townsend & Kent, LLC$124,165,295$37,500,00000
79Independent Financial Group, LLC$174,207,800$73,559,40000
78Infinity Financial Services
77ING Advisor Network Inc.
76INVEST Financial Corp.
75Investacorp Inc.$104,683,443$28,116,000$9,236,000$96,601,000
74The Investment Center Inc.$56,702,206$23,788,089$932,000$54,847,473
73Investment Centers of America Inc.
72J.W. Cole Financial Inc.$121,435,444$40,715,794$4,490,243$9,789,324
71Kalos Capital Inc.$32,066,600$8,044,03100
70Kestra Financial, Inc$549,198,316$303,041,16700
69KMS Financial Services, Inc.$122,780,641$60,795,192$7,128,658$117,203,696
68Kovack Securities, Inc.$79,347,000$35,746,560$2,250,000$74,655,600
67LaSalle St. Securities LLC$40,833,000$8,000,000$2,000,000$4,000,000
66Leonard & Co.
65LifeMark Securities Corp.
64Lincoln Financial Network$782,425,686$217,746,81600
63Lincoln Investment Planning, LLC$336,840,000$199,932,000$18,420,000$79,102,299
62LPL Financial LLC$5,188,400,000$2,766,008,000$100,100,000$4,470,740,342
61M Holdings Securities Inc. (M Securities)$175,742,932$25,836,194$2,119,983$15,189,990
60MetLife Inc.
59MML Investors Services, LLC$1,126,611,001$443,746,61300
58National Planning Corporation (NPC)
57National Securities Corp.
56Nations Financial Group
55Nationwide Planning Associates, Inc.$19,049,094$4,443,440$508,606$14,606,165
54New England Securities Inc.
53NEXT Financial Group, Inc.
52Northwestern Mutual $1,219,479,000$786,939,000$31,276,8690
51The O.N. Equity Sales Co.$77,096,757$13,245,972$2,560,056$75,275,242
50Packerland Brokerage Services Inc.$23,665,120$5,152,735$514,787$2,772,317
49Park Avenue Securities LLC$213,712,000$87,087,00000
48Parkland Securities, LLC$63,395,514$16,864,05500
47PlanMember Securities Corp.$97,311,000$71,573,000$5,100,0000
46Principal Securities, Inc. $316,187,460$80,468,487$11,382,0940
45Prospera Financial Services Inc.$54,156,438$26,514,253$7,696,516$14,603,953
44Protected Investors of America Inc.
43Quest Capital Strategies Inc.
42Questar Capital Corp.
41Quincy Cass Associates Inc.
40Raymond James Financial Services Inc.$2,451,920,9310$33,143,0000
39Royal Alliance Associates Inc.$603,933,811$255,654,1980$82,882,692
38SA Stone
37SagePoint Financial Inc.$405,712,335$136,968,0120$60,443,995
36SCF Securities Inc.
35Schwab Independent Branch Services (Franchise)
34Securian Financial Services Inc.$368,628,320$136,120,96100
33Securities America Inc.$700,700,000$299,300,000$8,900,0000
32Securities Management and Research$5,900,021$1,517,991$937,998$3,076,435
31Securities Service Network LLC$100,445,000$35,994,000$8,684,0000
30Sigma Financial Corp.$117,498,872$44,609,18500
29Signator Investors Inc.
28SII Investments Inc.
27Spire Investment Partners LLC$33,458,313$23,905,55100
26St. Bernard Financial Services Inc.0000
25The Strategic Financial Alliance Inc.
24Summit Brokerage Services, Inc.$152,766,802$48,553,90800
23Synergy Investment Group
22TFS Securities Inc.
21The Leaders Group$72,532,0540$407,996$71,114,992
20Thurston Springer Miller Herd & Titak
19Tower Square Securities Inc.
18Transamerica Financial Advisors, Inc.$109,330,863$16,805,778$10,203,306$25,992,515
17Triad Advisors, LLC$132,133,009$124,065,940$7,265,8760
16TriCor Financial LLC
15Trustmont Financial Group Inc.0000
14Trutoro$973,829$544,918$26,802$1,008,332
13United Planners Financial Services$131,918,119$76,594,825$5,108,857$124,993,813
12Vanderbilt Financial Group
11vFinance Investments Inc.
10Voya Financial Advisors Inc.$458,805,517$170,595,490$48,736,2490
9Waddell & Reed Financial Advisors$522,793,569$259,863,842$56,859,0000
8Wall Street Access
7Walnut Street Securities Inc.
6Wells Fargo Advisors Financial Network
5Williams Financial Group
4Woodbury Financial Services$373,562,068$97,583,8090$61,341,896
3World Capital Brokerage, Inc.$2,500,000000
2WRP Investments Inc.
1Wunderlich Securities Inc.

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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