Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
76Lincoln Investment Planning, LLC1,040427158$251,577384218
77LPL Financial LLC17,28700$217,5764,7563,833
78M Holdings Securities Inc. (M Securities)74712581$285,8955064
79MetLife Inc.——————
80MML Investors Services, LLC6,9502,163459$127,320596635
81National Planning Corporation (NPC) ——————
82National Securities Corp.——————
83Nations Financial Group——————
84Nationwide Planning Associates, Inc.123488$287,489219
85New England Securities Inc.——————
86NEXT Financial Group, Inc.——————
87Northwestern Mutual 8,6391,547619$207,04001,322
88The O.N. Equity Sales Co.73515721$112,3684665
89Packerland Brokerage Services Inc.257844$95,8902419
90Park Avenue Securities LLC1,92200000
91Parkland Securities, LLC33513021$163,99212730
92PlanMember Securities Corp.47918745$157,78718142
93Principal Securities, Inc. 1,7474518703290
94Prospera Financial Services Inc.1296647$545,8526122
95Protected Investors of America Inc.——————
96Quest Capital Strategies Inc. ——————
97Questar Capital Corp.——————
98Quincy Cass Associates Inc.5—————
99Raymond James Financial Services Inc.6,64000$436,36801,300
100Royal Alliance Associates Inc.4,8151,259436$274,2484070
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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