Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployees ▼CFPs
1LPL Financial LLC16,46400$208,2664,3433,645
2Cambridge Investment Research Inc.4,2141,588436$298,538863799
3Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,422948905$589,4717771,000
4Waddell & Reed Financial Advisors1,327544252$344,782721278
5Securities America Inc.2,6081,162367$214,638702653
6Equitable Advisors, LLC4,4871,715296$158,351688440
7MML Investors Services, LLC7,2072,215389$113,7125880
8Lincoln Investment Planning, LLC1,075431158$239,687380168
9Avantax Investment Services, Inc.3,984584176$108,207358870
10Principal Securities, Inc. 1,746454920289235
11Kestra Financial, Inc1,741470278$317,775262315
12Voya Financial Advisors Inc.1,707759178$207,843225144
13PlanMember Securities Corp.47319947$153,35717741
14Securian Financial Services Inc.1,090450176$266,972174218
15Sigma Financial Corp.64827647$183,745125105
16Parkland Securities, LLC39513718$162,48012529
17American Portfolios Financial Services Inc.83733877$224,180110109
18Ameritas Investment Company, LLC1,16224482$122,3711000
19ProEquities Inc.1,01719241$134,267900
20Centaurus Financial, Inc.648354156$257,35888200
21Triad Advisors, LLC88040795$151,13688178
22Grove Point Financial, LLC54917553$208,8338378
23Independent Financial Group, LLC61526797$294,1008291
24Thurston Springer Miller Herd & Titak55000825
25KMS Financial Services, Inc.46615669$265,63973100
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133 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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