Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
138Advisor Group14,5134,3621,411$253,3821,7430
137Alden Investment Group65457085
136Allstate Financial Services LLC
135American Portfolios Financial Services Inc.829328101$248,561112109
134Ameriprise Financial Services, LLC7,80500000
133Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
132Arete Wealth1323115$270,0741316
131Arkadios Capital901065$382,727230
130Atria Wealth Solutions2,2496081420428312
129Ausdal Financial Partners
128Avantax Investment Services, Inc.3,825
127BCG Securities, Inc.
126Bernardi Securities Inc.
125Berthel Fisher & Co. Financial Services Inc.223
124Bolton Global Capital
123Broker Dealer Financial Services Corp.
122Cadaret, Grant & Co. Inc.
121Calton & Associates Inc.418
120Cambridge Investment Research, Inc.4,5291,578498$308,639894832
119Cantella & Co. Inc. 221
118Capital Analysts Inc.
117Capital Investment Co.
116Centaurus Financial, Inc.655362154$222,88588204
115Century Securities Associates Inc.
114Cetera Advisor Networks
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138 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.