Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs ▼
1LPL Financial LLC16,46400$208,2664,3433,645
2Northwestern Mutual Investment Services7,7941,504535$188,38001,279
3Raymond James Financial Services Inc.6,62200$416,83901,279
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,422948905$589,4717771,000
5Avantax Investment Services, Inc.3,984584176$108,207358870
6Cambridge Investment Research Inc.4,2141,588436$298,538863799
7Securities America Inc.2,6081,162367$214,638702653
8Equitable Advisors, LLC4,4871,715296$158,351688440
9Kestra Financial, Inc1,741470278$317,775262315
10Waddell & Reed Financial Advisors1,327544252$344,782721278
11Principal Securities, Inc. 1,746454920289235
12Securian Financial Services Inc.1,090450176$266,972174218
13Centaurus Financial, Inc.648354156$257,35888200
14Triad Advisors, LLC88040795$151,13688178
15Lincoln Investment Planning, LLC1,075431158$239,687380168
16Voya Financial Advisors Inc.1,707759178$207,843225144
17Geneos Wealth Management Inc.26313778$421,67257112
18American Portfolios Financial Services Inc.83733877$224,180110109
19United Planners Financial Services51419766$311,36067109
20Sigma Financial Corp.64827647$183,745125105
21Securities Service Network LLC39015556$235,00065101
22KMS Financial Services, Inc.46615669$265,63973100
23Independent Financial Group, LLC61526797$294,1008291
24The Leaders Group8934813$149,4803487
25Grove Point Financial, LLC54917553$208,8338378
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133 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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