Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▼EmployeesCFPs
1Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
2Prospera Financial Services Inc.1296647$545,8526122
3Kestra Financial, Inc1,736484309$482,535267310
4Raymond James Financial Services Inc.6,64000$436,36801,300
5Geneos Wealth Management Inc.24312471$425,9105486
6Founders Financial805014$397,6232923
7Waddell & Reed Financial Advisors1,333516264$391,739575264
8Arkadios Capital901065$382,727230
9The Strategic Financial Alliance Inc.1344929$351,0004150
10Independent Financial Group, LLC61525998$334,0008088
11J.W. Cole Financial Inc.550334113$330,5006983
12FSC Securities Corp.799282115$309,1451090
13Cambridge Investment Research, Inc.4,5291,578498$308,639894832
14United Planners Financial Services53822877$305,64867119
15Harbour Investments Inc.27212637$300,9002442
16Nationwide Planning Associates, Inc.123488$287,489219
17M Holdings Securities Inc. (M Securities)74712581$285,8955064
18Grove Point Financial, LLC42215353$277,5097568
19Royal Alliance Associates Inc.4,8151,259436$274,2484070
20Securian Financial Services Inc.1,077454174$272,052172228
21Arete Wealth1323115$270,0741316
22Woodbury Financial Services2,498791238$254,5703360
23Advisor Group14,5134,3621,411$253,3821,7430
24Lincoln Investment Planning, LLC1,040427158$251,577384218
25American Portfolios Financial Services Inc.829328101$248,561112109
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.