Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▲EmployeesCFPs
138Vanderbilt Financial Group181000270
137St. Bernard Financial Services Inc.11300034
136Transamerica Financial Advisors, Inc.3,10819480670
135Thurston Springer Miller Herd & Titak68000915
134Park Avenue Securities LLC1,92200000
133Ameriprise Financial Services, LLC7,80500000
132Atria Wealth Solutions2,2496081420428312
131Alden Investment Group65457085
130Principal Securities, Inc. 1,7474518703290
129Cutter & Company, Inc.484170135
128Equity Services Inc. 506150200500
127Hornor, Townsend & Kent, LLC83320554$70,900460
126Fortune Financial Services, Inc.375525$81,1831333
124Packerland Brokerage Services Inc.257844$95,8902419
123The O.N. Equity Sales Co.73515721$112,3684665
122The Leaders Group1,076479$122,3203387
121MML Investors Services, LLC6,9502,163459$127,320596635
120Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
119Trustmont Financial Group Inc.88345$144,0001035
118Concourse Financial Group Securities, Inc.86518440$150,323850
117PlanMember Securities Corp.47918745$157,78718142
116Equitable Advisors, LLC4,5301,609320$159,558642436
115Triad Advisors, LLC86225168$160,4580215
114Parkland Securities, LLC33513021$163,99212730
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138 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.