Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps ▼Avg. annual payoutEmployeesCFPs
1Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,422948905$589,4717771,000
2Northwestern Mutual Investment Services7,7941,504535$188,38001,279
3Cambridge Investment Research Inc.4,2141,588436$298,538863799
4Royal Alliance Associates Inc.5,3331,332408$284,86900
5MML Investors Services, LLC7,2072,215389$113,7125880
6Securities America Inc.2,6081,162367$214,638702653
7Equitable Advisors, LLC4,4871,715296$158,351688440
8Kestra Financial, Inc1,741470278$317,775262315
9Waddell & Reed Financial Advisors1,327544252$344,782721278
10Woodbury Financial Services2,667804202$247,33400
11Voya Financial Advisors Inc.1,707759178$207,843225144
12Avantax Investment Services, Inc.3,984584176$108,207358870
13Securian Financial Services Inc.1,090450176$266,972174218
14SagePoint Financial Inc.2,243634160$216,71000
15Lincoln Investment Planning, LLC1,075431158$239,687380168
16Centaurus Financial, Inc.648354156$257,35888200
17FSC Securities Corp.1,308292119$277,97500
18M Holdings Securities Inc. (M Securities)76912097$292,7436769
19Independent Financial Group, LLC61526797$294,1008291
20Triad Advisors, LLC88040795$151,13688178
21J.W. Cole Financial Inc.51231195$302,2976775
22Principal Securities, Inc. 1,746454920289235
23Ameritas Investment Company, LLC1,16224482$122,3711000
24Geneos Wealth Management Inc.26313778$421,67257112
25American Portfolios Financial Services Inc.83733877$224,180110109
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133 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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