Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▲EmployeesCFPs
113CFD Investments Inc.1504915$194,582520
112Sigma Financial Corp.61826860$199,097126107
111Securities America Inc.3,2331,188390$204,949594747
110Northwestern Mutual 8,6391,547619$207,04001,322
109LaSalle St. Securities LLC31020040$210,0003241
108Kovack Securities, Inc.40027245$213,9437086
107LPL Financial LLC17,28700$217,5764,7563,833
106Centaurus Financial, Inc.655362154$222,88588204
105The Investment Center Inc.29112126$227,8564153
104SagePoint Financial Inc.1,461591163$243,9621960
103American Portfolios Financial Services Inc.829328101$248,561112109
102Lincoln Investment Planning, LLC1,040427158$251,577384218
101Advisor Group14,5134,3621,411$253,3821,7430
100Woodbury Financial Services2,498791238$254,5703360
99Arete Wealth1323115$270,0741316
98Securian Financial Services Inc.1,077454174$272,052172228
97Royal Alliance Associates Inc.4,8151,259436$274,2484070
96Grove Point Financial, LLC42215353$277,5097568
95M Holdings Securities Inc. (M Securities)74712581$285,8955064
94Nationwide Planning Associates, Inc.123488$287,489219
93Harbour Investments Inc.27212637$300,9002442
92United Planners Financial Services53822877$305,64867119
91Cambridge Investment Research, Inc.4,5291,578498$308,639894832
90FSC Securities Corp.799282115$309,1451090
89J.W. Cole Financial Inc.550334113$330,5006983
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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