Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs ▼
26M Holdings Securities Inc. (M Securities)74712581$285,8955064
27The Investment Center Inc.29112126$227,8564153
28The Strategic Financial Alliance Inc.1344929$351,0004150
29PlanMember Securities Corp.47918745$157,78718142
30Harbour Investments Inc.27212637$300,9002442
31LaSalle St. Securities LLC31020040$210,0003241
32Trustmont Financial Group Inc.88345$144,0001035
33Fortune Financial Services, Inc.375525$81,1831333
34Parkland Securities, LLC33513021$163,99212730
35Founders Financial805014$397,6232923
36Prospera Financial Services Inc.1296647$545,8526122
37Packerland Brokerage Services Inc.257844$95,8902419
38Arete Wealth1323115$270,0741316
39Nationwide Planning Associates, Inc.123488$287,489219
40Alden Investment Group65457085
41Cutter & Company, Inc.484170135
42Thurston Springer Miller Herd & Titak68000915
43St. Bernard Financial Services Inc.11300034
44Trutoro3460$87,43253
45Principal Securities, Inc. 1,7474518703290
46Concourse Financial Group Securities, Inc.86518440$150,323850
47Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
48Arkadios Capital901065$382,727230
49Vanderbilt Financial Group181000270
50Advisor Group14,5134,3621,411$253,3821,7430
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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