Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm ▼ Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
63Lincoln Investment Planning, LLC1,040427158$251,577384218
62LPL Financial LLC17,28700$217,5764,7563,833
61M Holdings Securities Inc. (M Securities)74712581$285,8955064
60MetLife Inc.——————
59MML Investors Services, LLC6,9502,163459$127,320596635
58National Planning Corporation (NPC) ——————
57National Securities Corp.——————
56Nations Financial Group——————
55Nationwide Planning Associates, Inc.123488$287,489219
54New England Securities Inc.——————
53NEXT Financial Group, Inc.——————
52Northwestern Mutual 8,6391,547619$207,04001,322
51The O.N. Equity Sales Co.73515721$112,3684665
50Packerland Brokerage Services Inc.257844$95,8902419
49Park Avenue Securities LLC1,92200000
48Parkland Securities, LLC33513021$163,99212730
47PlanMember Securities Corp.47918745$157,78718142
46Principal Securities, Inc. 1,7474518703290
45Prospera Financial Services Inc.1296647$545,8526122
44Protected Investors of America Inc.——————
43Quest Capital Strategies Inc. ——————
42Questar Capital Corp.——————
41Quincy Cass Associates Inc.5—————
40Raymond James Financial Services Inc.6,64000$436,36801,300
39Royal Alliance Associates Inc.4,8151,259436$274,2484070
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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