| 1 | Advisor Group | 14,513 | 4,362 | 1,411 | $253,382 | 1,743 | 0 |
| 2 | Alden Investment Group | 65 | 45 | 7 | 0 | 8 | 5 |
| 3 | Allstate Financial Services LLC | — | — | — | — | — | — |
| 4 | American Portfolios Financial Services Inc. | 829 | 328 | 101 | $248,561 | 112 | 109 |
| 5 | Ameriprise Financial Services, LLC | 7,805 | 0 | 0 | 0 | 0 | 0 |
| 6 | Ameritas Investment Company/Ameritas Advisory Services | 1,055 | 189 | 69 | $136,610 | 104 | 0 |
| 7 | Arete Wealth | 132 | 31 | 15 | $270,074 | 13 | 16 |
| 8 | Arkadios Capital | 90 | 10 | 65 | $382,727 | 23 | 0 |
| 9 | Atria Wealth Solutions | 2,249 | 608 | 142 | 0 | 428 | 312 |
| 10 | Ausdal Financial Partners | — | — | — | — | — | — |
| 11 | Avantax Investment Services, Inc. | 3,825 | — | — | — | — | — |
| 12 | BCG Securities, Inc. | — | — | — | — | — | — |
| 13 | Bernardi Securities Inc. | — | — | — | — | — | — |
| 14 | Berthel Fisher & Co. Financial Services Inc. | 223 | — | — | — | — | — |
| 15 | Bolton Global Capital | — | — | — | — | — | — |
| 16 | Broker Dealer Financial Services Corp. | — | — | — | — | — | — |
| 17 | Cadaret, Grant & Co. Inc. | — | — | — | — | — | — |
| 18 | Calton & Associates Inc. | 418 | — | — | — | — | — |
| 19 | Cambridge Investment Research, Inc. | 4,529 | 1,578 | 498 | $308,639 | 894 | 832 |
| 20 | Cantella & Co. Inc. | 221 | — | — | — | — | — |
| 21 | Capital Analysts Inc. | — | — | — | — | — | — |
| 22 | Capital Investment Co. | — | — | — | — | — | — |
| 23 | Centaurus Financial, Inc. | 655 | 362 | 154 | $222,885 | 88 | 204 |
| 24 | Century Securities Associates Inc. | — | — | — | — | — | — |
| 25 | Cetera Advisor Networks | — | — | — | — | — | — |
| 26 | Cetera Advisors | — | — | — | — | — | — |
| 27 | Cetera Financial Institutions | — | — | — | — | — | — |
| 28 | Cetera Financial Specialists | — | — | — | — | — | — |
| 29 | CFD Investments Inc. | 150 | 49 | 15 | $194,582 | 52 | 0 |
| 30 | CoastalOne | — | — | — | — | — | — |
| 31 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | 2,476 | 897 | 977 | $629,000 | 863 | 1,046 |
| 32 | Concourse Financial Group Securities, Inc. | 865 | 184 | 40 | $150,323 | 85 | 0 |
| 33 | Coordinated Capital Securities Inc. | 60 | — | — | — | — | — |
| 34 | Correll Co. Investment Services Corp. | — | — | — | — | — | — |
| 35 | Crown Capital Securities L.P. | 341 | — | — | — | — | — |
| 36 | CUNA Brokerage Services Inc. | — | — | — | — | — | — |
| 37 | Cutter & Company, Inc. | 48 | 41 | 7 | 0 | 13 | 5 |
| 38 | D.A. Davidson & Co. | — | — | — | — | — | — |
| 39 | David A. Noyes & Company | — | — | — | — | — | — |
| 40 | Edward Jones | — | — | — | — | — | — |
| 41 | Equitable Advisors, LLC | 4,530 | 1,609 | 320 | $159,558 | 642 | 436 |
| 42 | Equity Services Inc. | 506 | 150 | 20 | 0 | 50 | 0 |
| 43 | Finance 500 Inc. | — | — | — | — | — | — |
| 44 | Financial Services International Corp. | — | — | — | — | — | — |
| 45 | Financial Telesis Inc. | — | — | — | — | — | — |
| 46 | First Allied Securities, Inc. | — | — | — | — | — | — |
| 47 | First Republic Securities Co. | — | — | — | — | — | — |
| 48 | Foothill Securities Inc. | — | — | — | — | — | — |
| 49 | Foresters Equity Services Inc. | — | — | — | — | — | — |
| 50 | Fortune Financial Services, Inc. | 375 | 52 | 5 | $81,183 | 13 | 33 |
| 51 | Founders Financial | 80 | 50 | 14 | $397,623 | 29 | 23 |
| 52 | FSC Securities Corp. | 799 | 282 | 115 | $309,145 | 109 | 0 |
| 53 | GBS Financial Corp. | — | — | — | — | — | — |
| 54 | Geneos Wealth Management Inc. | 243 | 124 | 71 | $425,910 | 54 | 86 |
| 55 | Grove Point Financial, LLC | 422 | 153 | 53 | $277,509 | 75 | 68 |
| 56 | Harbor Financial Services LLC | — | — | — | — | — | — |
| 57 | Harbour Investments Inc. | 272 | 126 | 37 | $300,900 | 24 | 42 |
| 58 | Hilltop Securities Independent Network Inc. | — | — | — | — | — | — |
| 59 | Hornor, Townsend & Kent, LLC | 833 | 205 | 54 | $70,900 | 46 | 0 |
| 60 | Independent Financial Group, LLC | 615 | 259 | 98 | $334,000 | 80 | 88 |
| 61 | Infinity Financial Services | — | — | — | — | — | — |
| 62 | ING Advisor Network Inc. | — | — | — | — | — | — |
| 63 | INVEST Financial Corp. | — | — | — | — | — | — |
| 64 | Investacorp Inc. | — | — | — | — | — | — |
| 65 | The Investment Center Inc. | 291 | 121 | 26 | $227,856 | 41 | 53 |
| 66 | Investment Centers of America Inc. | — | — | — | — | — | — |
| 67 | J.W. Cole Financial Inc. | 550 | 334 | 113 | $330,500 | 69 | 83 |
| 68 | Kalos Capital Inc. | — | — | — | — | — | — |
| 69 | Kestra Financial, Inc | 1,736 | 484 | 309 | $482,535 | 267 | 310 |
| 70 | KMS Financial Services, Inc. | — | — | — | — | — | — |
| 71 | Kovack Securities, Inc. | 400 | 272 | 45 | $213,943 | 70 | 86 |
| 72 | LaSalle St. Securities LLC | 310 | 200 | 40 | $210,000 | 32 | 41 |
| 73 | Leonard & Co. | — | — | — | — | — | — |
| 74 | LifeMark Securities Corp. | — | — | — | — | — | — |
| 75 | Lincoln Financial Network | 10,620 | — | — | — | — | — |
| 76 | Lincoln Investment Planning, LLC | 1,040 | 427 | 158 | $251,577 | 384 | 218 |
| 77 | LPL Financial LLC | 17,287 | 0 | 0 | $217,576 | 4,756 | 3,833 |
| 78 | M Holdings Securities Inc. (M Securities) | 747 | 125 | 81 | $285,895 | 50 | 64 |
| 79 | MetLife Inc. | — | — | — | — | — | — |
| 80 | MML Investors Services, LLC | 6,950 | 2,163 | 459 | $127,320 | 596 | 635 |
| 81 | National Planning Corporation (NPC) | — | — | — | — | — | — |
| 82 | National Securities Corp. | — | — | — | — | — | — |
| 83 | Nations Financial Group | — | — | — | — | — | — |
| 84 | Nationwide Planning Associates, Inc. | 123 | 48 | 8 | $287,489 | 21 | 9 |
| 85 | New England Securities Inc. | — | — | — | — | — | — |
| 86 | NEXT Financial Group, Inc. | — | — | — | — | — | — |
| 87 | Northwestern Mutual | 8,639 | 1,547 | 619 | $207,040 | 0 | 1,322 |
| 88 | The O.N. Equity Sales Co. | 735 | 157 | 21 | $112,368 | 46 | 65 |
| 89 | Packerland Brokerage Services Inc. | 257 | 84 | 4 | $95,890 | 24 | 19 |
| 90 | Park Avenue Securities LLC | 1,922 | 0 | 0 | 0 | 0 | 0 |
| 91 | Parkland Securities, LLC | 335 | 130 | 21 | $163,992 | 127 | 30 |
| 92 | PlanMember Securities Corp. | 479 | 187 | 45 | $157,787 | 181 | 42 |
| 93 | Principal Securities, Inc. | 1,747 | 451 | 87 | 0 | 329 | 0 |
| 94 | Prospera Financial Services Inc. | 129 | 66 | 47 | $545,852 | 61 | 22 |
| 95 | Protected Investors of America Inc. | — | — | — | — | — | — |
| 96 | Quest Capital Strategies Inc. | — | — | — | — | — | — |
| 97 | Questar Capital Corp. | — | — | — | — | — | — |
| 98 | Quincy Cass Associates Inc. | 5 | — | — | — | — | — |
| 99 | Raymond James Financial Services Inc. | 6,640 | 0 | 0 | $436,368 | 0 | 1,300 |
| 100 | Royal Alliance Associates Inc. | 4,815 | 1,259 | 436 | $274,248 | 407 | 0 |
| 101 | SA Stone | — | — | — | — | — | — |
| 102 | SagePoint Financial Inc. | 1,461 | 591 | 163 | $243,962 | 196 | 0 |
| 103 | SCF Securities Inc. | — | — | — | — | — | — |
| 104 | Schwab Independent Branch Services (Franchise) | — | — | — | — | — | — |
| 105 | Securian Financial Services Inc. | 1,077 | 454 | 174 | $272,052 | 172 | 228 |
| 106 | Securities America Inc. | 3,233 | 1,188 | 390 | $204,949 | 594 | 747 |
| 107 | Securities Management and Research | 146 | — | — | — | — | — |
| 108 | Securities Service Network LLC | — | — | — | — | — | — |
| 109 | Sigma Financial Corp. | 618 | 268 | 60 | $199,097 | 126 | 107 |
| 110 | Signator Investors Inc. | — | — | — | — | — | — |
| 111 | SII Investments Inc. | — | — | — | — | — | — |
| 112 | Spire Investment Partners LLC | — | — | — | — | — | — |
| 113 | St. Bernard Financial Services Inc. | 113 | 0 | 0 | 0 | 3 | 4 |
| 114 | The Strategic Financial Alliance Inc. | 134 | 49 | 29 | $351,000 | 41 | 50 |
| 115 | Summit Brokerage Services, Inc. | — | — | — | — | — | — |
| 116 | Synergy Investment Group | — | — | — | — | — | — |
| 117 | TFS Securities Inc. | — | — | — | — | — | — |
| 118 | The Leaders Group | 1,076 | 47 | 9 | $122,320 | 33 | 87 |
| 119 | Thurston Springer Miller Herd & Titak | 68 | 0 | 0 | 0 | 91 | 5 |
| 120 | Tower Square Securities Inc. | — | — | — | — | — | — |
| 121 | Transamerica Financial Advisors, Inc. | 3,108 | 194 | 8 | 0 | 67 | 0 |
| 122 | Triad Advisors, LLC | 862 | 251 | 68 | $160,458 | 0 | 215 |
| 123 | TriCor Financial LLC | — | — | — | — | — | — |
| 124 | Trustmont Financial Group Inc. | 88 | 34 | 5 | $144,000 | 10 | 35 |
| 125 | Trutoro | 34 | 6 | 0 | $87,432 | 5 | 3 |
| 126 | United Planners Financial Services | 538 | 228 | 77 | $305,648 | 67 | 119 |
| 127 | Vanderbilt Financial Group | 181 | 0 | 0 | 0 | 27 | 0 |
| 128 | vFinance Investments Inc. | — | — | — | — | — | — |
| 129 | Voya Financial Advisors Inc. | — | — | — | — | — | — |
| 130 | Waddell & Reed Financial Advisors | 1,333 | 516 | 264 | $391,739 | 575 | 264 |
| 131 | Wall Street Access | — | — | — | — | — | — |
| 132 | Walnut Street Securities Inc. | — | — | — | — | — | — |
| 133 | Wells Fargo Advisors Financial Network | — | — | — | — | — | — |
| 134 | Williams Financial Group | — | — | — | — | — | — |
| 135 | Woodbury Financial Services | 2,498 | 791 | 238 | $254,570 | 336 | 0 |
| 136 | World Capital Brokerage, Inc. | — | — | — | — | — | — |
| 137 | WRP Investments Inc. | — | — | — | — | — | — |
| 138 | Wunderlich Securities Inc. | — | — | — | — | — | — |
